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SR

Scott D. Raab

KESTRA ADVISORY SERVICES
SYKESVILLE, MD 21784
Some features on this profile are disabled
CRD#: 4197536
SR

Professional summary

Scott David Raab is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Sykesville, Maryland and KESTRA INVESTMENT SERVICES, LLC located in Sykesville, Maryland.

Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Scott has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: COASTLINE WEALTH POSITION: Registered Rep NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 160 START DATE: 08/07/2024 ADDRESS: 1303 Main Street, Port Jefferson NY 11777 DESCRIPTION: Financial advisory services Business Name: RAAB FINANCIAL LLC POSITION: Owner NATURE: LLC used for tax filing INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2013 ADDRESS: 242 Barley Circle, Hanover PA 17331 DESCRIPTION: LLC used for tax filing purposes Business Name: KESTRA ADVISORY SERVICES, LLC POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/07/2024 ADDRESS: 5707 SOUTHWEST PARKWAY, BLD 2, STE 400, AUSTIN TX 78735 DESCRIPTION: IAR

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott David Raab's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 14, 2024 - Present

KESTRA ADVISORY SERVICES, LLC

Office #1: 7520 Main Street Ste 102, Sykesville, MD 21784Office #2: 2201 Carlisle Road, York, PA 17408
RIA
CRD#: 283330
SYKESVILLE, MD
Current

August 14, 2024 - Present

KESTRA INVESTMENT SERVICES, LLC

Office #1: 7520 Main St Suite 102, Sykesville, MD 21784Office #2: 2201 Carlisle Road, York, PA 17408
BD
CRD#: 42046
Sykesville, MD
Past

November 1, 2016 - August 15, 2024

OSAIC FA, INC.

RIA
CRD#: 3978
York, PA
Past

November 1, 2016 - August 15, 2024

OSAIC FA, INC.

BD
CRD#: 3978
York, PA
Past

October 18, 2013 - November 1, 2016

CADARET, GRANT & CO., INC.

RIA
CRD#: 10641
HANOVER, PA
Past

October 18, 2013 - November 1, 2016

CADARET, GRANT & CO., INC.

BD
CRD#: 10641
HANOVER, PA
Past

May 10, 2013 - October 22, 2013

PNC WEALTH MANAGEMENT LLC

RIA
CRD#: 129052
FAIRFIELD, PA
Past

May 8, 2013 - October 22, 2013

PNC WEALTH MANAGEMENT LLC

BD
CRD#: 129052
FAIRFIELD, PA
Past

January 17, 2003 - April 30, 2013

CADARET, GRANT & CO., INC.

RIA
CRD#: 10641
HANOVER, PA
Past

January 13, 2003 - April 30, 2013

CADARET, GRANT & CO., INC.

BD
CRD#: 10641
HANOVER, PA
Past

February 22, 2002 - January 23, 2003

NATHAN & LEWIS SECURITIES, INC.

RIA
CRD#: 8503
BURTONSVILLE, MD
Past

September 21, 2001 - January 23, 2003

NATHAN & LEWIS SECURITIES, INC.

BD
CRD#: 8503
NEW YORK, NY
Past

December 19, 2000 - September 7, 2001

CETERA ADVISORS LLC

BD
CRD#: 10299
GREENWOOD VILLAGE, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA
Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(8/14/2024)
RR
Colorado
(8/14/2024)
RR
Delaware
(8/14/2024)
RR
District of Columbia
(8/14/2024)
RR
Florida
(8/14/2024)
RR
Georgia
(8/14/2024)
RR
Iowa
(8/14/2024)
RR
Maine
(1/13/2025)
RR
Maryland
(8/14/2024)
IAR
Maryland
(8/14/2024)
RR
New York
(8/14/2024)
RR
North Carolina
(8/19/2024)
RR
Ohio
(8/14/2024)
RR
Pennsylvania
(8/14/2024)
IAR
Pennsylvania
(8/14/2024)
RR
South Carolina
(8/14/2024)
RR
Tennessee
(8/15/2024)
RR
Texas
(8/14/2024)
IAR
Texas
(8/14/2024)
RR
Virginia
(8/14/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/14/2002
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 2/6/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/25/2001
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 12/18/2000
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA
Registered Investment Advisory firm - (12/31/1998 Approved)
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Contact information

Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (10/21/2025)
KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (10/21/2025)
KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (10/21/2025)

Regulatory assets under management

Total Number of Accounts155,482
AUM (Assets Under Management)$ 60,174,309,829

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
12/23/2024
Cover Page
Report
10/20/2023
Cover Page
Report
12/21/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KESTRA ADVISORY SERVICES, LLC

CRD#: 283330Sykesville, MD 21784

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