David M. Frascella

IH2 ADVISORS & COMPANY

WILMINGTON, DE 19801

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CRD#: 4197259

Professional summary

David Michael Frascella is a registered financial advisor currently at IH2 ADVISORS & COMPANY located in Wilmington, Delaware.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. David has worked at 6 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Incadense Corp. 112 South French Street, Wilmington, DE 19801, not investment related; Consulting Business; Start date: March 12, 2024; Head of Operations and Account Services; I devote 50% of my time to this activity; my duties are to draft business requirements for Managed Accounts.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Michael Frascella's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 18, 2025 - Present

IH2 ADVISORS & COMPANY

Office #1: 112 South French Street, Wilmington, DE 19801

RIA

CRD#: 325788

WILMINGTON, DE

Past

May 17, 2024 - May 19, 2025

IH2 ADVISORS & COMPANY

RIA

CRD#: 325788

WILMINGTON, DE

Past

June 2, 2022 - February 3, 2023

PERSHING ADVISOR SOLUTIONS LLC

CRD#: 36671

JERSEY CITY, NJ

Past

February 15, 2013 - February 7, 2023

BNY ADVISORS

RIA

CRD#: 106108

KING OF PRUSSIA, PA

Past

March 26, 2007 - February 3, 2023

PERSHING LLC

CRD#: 7560

KING OF PRUSSIA, PA

Past

October 19, 2000 - February 12, 2001

VANGUARD MARKETING CORPORATION

CRD#: 7452

MALVERN, PA

Past

July 20, 2000 - September 1, 2000

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

IH2 ADVISORS & COMPANY

IH2 ADVISORS & COMPANY | IH2 ADVISORS & COMPANY, INC.

CRD#: 325788 / SEC#: 801-132804

RIA

Registered Investment Advisory firm - (5/16/2025 Approved)

Delaware

Registered Investment Advisory firm - (5/19/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Delaware
(7/18/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/14/2013

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/23/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/23/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/19/2000

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/19/2007

General Securities Principal Examination

Current Firm

IH2 ADVISORS & COMPANY

IH2 ADVISORS & COMPANY | IH2 ADVISORS & COMPANY, INC.

CRD#: 325788 / SEC#: 801-132804

RIA

Registered Investment Advisory firm - (5/16/2025 Approved)

Delaware

Registered Investment Advisory firm - (5/19/2025 Terminated)

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Contact information

Main Address

112 South French Street, Wilmington, DE 19801

Mailing Address

Phone number

(302) 345-6404

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

IH2 ADVISORS & COMPANY FORM ADV PART 2 (10/17/2025)

IH2 ADVISORS & COMPANY, INC. ADV BROCHURE (5/19/2025)

ADV FORM PART 2B_STEPHEN M HAGAN (3/31/2025)

ADV FORM PART 2B DAVID FRASCELLA (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 105,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

David M. Frascella

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Michael Frascella's CRS (Customer Relationship Summary).

Certified licenses

Experience

IH2 ADVISORS & COMPANY

PERSHING ADVISOR SOLUTIONS LLC

BNY ADVISORS

PERSHING LLC

VANGUARD MARKETING CORPORATION

NEW ENGLAND SECURITIES

Primary Firm SEC Registration

IH2 ADVISORS & COMPANY

State Registrations and Notice Filings

Exams

Series 66

Date: 2/14/2013

Series 63

Date: 6/23/2000

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 3/23/2007

Series 6

Date: 7/19/2000

Series 24

Date: 10/19/2007

Current Firm

IH2 ADVISORS & COMPANY

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

IH2 ADVISORS & COMPANY

TRUST BUT VERIFY

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