AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
DF

David Michael Frascella

IH2 ADVISORS & COMPANY
WILMINGTON, DE
·CRD# 4197259·26 years experience

Professional Summary

David Michael Frascella is a registered financial advisor currently at IH2 ADVISORS & COMPANY located in Wilmington, Delaware. David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. David has worked at 6 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

Similar Advisors

Lawrence Earl Springer
Lawrence Earl Springer

SHERPA CAPITAL MANAGEMENT

HOCKESSIN, DE · CRD#
View profile
Jeffrey Michael Kropp
Jeffrey Michael Kropp

OSAIC WEALTH, INC.

Chadds Ford, PA · CRD#
Benjamin Conteh
Benjamin Conteh

BARGELD FINANCIAL

MEDIA, PA · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Lawrence Earl Springer
Lawrence Earl Springer

SHERPA CAPITAL MANAGEMENT

HOCKESSIN, DE · CRD#
Jeffrey Michael Kropp
Jeffrey Michael Kropp

OSAIC WEALTH, INC.

Chadds Ford, PA · CRD#
Benjamin Conteh
Benjamin Conteh

BARGELD FINANCIAL

MEDIA, PA · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Lawrence Earl Springer
Lawrence Earl Springer

SHERPA CAPITAL MANAGEMENT

HOCKESSIN, DE · CRD#
Jeffrey Michael Kropp
Jeffrey Michael Kropp

OSAIC WEALTH, INC.

Chadds Ford, PA · CRD#
Benjamin Conteh
Benjamin Conteh

BARGELD FINANCIAL

MEDIA, PA · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Lawrence Earl Springer
Lawrence Earl Springer

SHERPA CAPITAL MANAGEMENT

HOCKESSIN, DE · CRD#
Jeffrey Michael Kropp
Jeffrey Michael Kropp

OSAIC WEALTH, INC.

Chadds Ford, PA · CRD#
Benjamin Conteh
Benjamin Conteh

BARGELD FINANCIAL

MEDIA, PA · CRD#

Years of Experience

26 years in the financial services industry

Current & Past Employments

IH2 ADVISORS & COMPANY·CRD# 325788
RIA
112 South French Street, Wilmington, DE 19801
July 18, 2025 - Present
IH2 ADVISORS & COMPANY·CRD# 325788
RIA
Wilmington, DE
May 17, 2024 - May 19, 2025
PERSHING ADVISOR SOLUTIONS LLC·CRD# 36671
BD
Jersey City, NJ
June 2, 2022 - February 3, 2023
BNY MELLON ADVISORS, INC.·CRD# 106108
RIA
King Of Prussia, PA
February 15, 2013 - February 7, 2023
PERSHING LLC·CRD# 7560
BD
King Of Prussia, PA
March 26, 2007 - February 3, 2023
VANGUARD MARKETING CORPORATION·CRD# 7452
BD
Malvern, PA
October 19, 2000 - February 12, 2001
NEW ENGLAND SECURITIES·CRD# 615
BD
New York, NY
July 20, 2000 - September 1, 2000

Similar Advisors

Lawrence Earl Springer
Lawrence Earl Springer

SHERPA CAPITAL MANAGEMENT

HOCKESSIN, DE · CRD#
Jeffrey Michael Kropp
Jeffrey Michael Kropp

OSAIC WEALTH, INC.

Chadds Ford, PA · CRD#
Benjamin Conteh
Benjamin Conteh

BARGELD FINANCIAL

MEDIA, PA · CRD#

Current Firm

IA
IH2 ADVISORS & COMPANY

IH2 ADVISORS & COMPANY | IH2 ADVISORS & COMPANY, INC.

CRD#: 325788 / SEC#: 801-132804
RIA
Registered Investment Advisory firm - SEC (5/16/2025 Approved)
Delaware
Registered Investment Advisory firm - Delaware (5/19/2025 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

112 South French Street, Wilmington, DE 19801

Phone Number

(302) 345-6404

# of Employees

3

SEC notice filing (2 States and Territories)

Registered to provide investment advisory services in 2 US states and territories.

Documents

Latest Form ADV

Part 2 Brochures

IH2 ADVISORS & COMPANY, INC. ADV BROCHURE (4/1/2026)

Regulatory Assets Under Management

Total Number of Accounts

21

AUM (Assets Under Management)

$265,318,418

Similar Advisors

Lawrence Earl Springer
Lawrence Earl Springer

SHERPA CAPITAL MANAGEMENT

HOCKESSIN, DE · CRD#
Jeffrey Michael Kropp
Jeffrey Michael Kropp

OSAIC WEALTH, INC.

Chadds Ford, PA · CRD#
Benjamin Conteh
Benjamin Conteh

BARGELD FINANCIAL

MEDIA, PA · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Incadense Corp. 112 South French Street, Wilmington, DE 19801, not investment related; Consulting Business; Start date: March 12, 2024; Head of Operations and Account Services; I devote 50% of my time to this activity; my duties are to draft business requirements for Managed Accounts.

Similar Advisors

Lawrence Earl Springer
Lawrence Earl Springer

SHERPA CAPITAL MANAGEMENT

HOCKESSIN, DE · CRD#
Jeffrey Michael Kropp
Jeffrey Michael Kropp

OSAIC WEALTH, INC.

Chadds Ford, PA · CRD#
Benjamin Conteh
Benjamin Conteh

BARGELD FINANCIAL

MEDIA, PA · CRD#

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IA
IH2 ADVISORS & COMPANY

IH2 ADVISORS & COMPANY | IH2 ADVISORS & COMPANY, INC.

CRD#: 325788 / SEC#: 801-132804
RIA
Registered Investment Advisory firm - SEC (5/16/2025 Approved)
Delaware
Registered Investment Advisory firm - Delaware (5/19/2025 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Delaware
(7/18/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Feb 2013About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2000About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2007About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jul 2000About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Oct 2007About the Series 24 exam

Similar Advisors

Lawrence Earl Springer
Lawrence Earl Springer

SHERPA CAPITAL MANAGEMENT

HOCKESSIN, DE · CRD#
Jeffrey Michael Kropp
Jeffrey Michael Kropp

OSAIC WEALTH, INC.

Chadds Ford, PA · CRD#
Benjamin Conteh
Benjamin Conteh

BARGELD FINANCIAL

MEDIA, PA · CRD#

CRS (Client Relationship Summary) - RIA

Click below to view David Michael Frascella's CRS (Customer Relationship Summary).

Similar Advisors

Lawrence Earl Springer
Lawrence Earl Springer

SHERPA CAPITAL MANAGEMENT

HOCKESSIN, DE · CRD#
Jeffrey Michael Kropp
Jeffrey Michael Kropp

OSAIC WEALTH, INC.

Chadds Ford, PA · CRD#
Benjamin Conteh
Benjamin Conteh

BARGELD FINANCIAL

MEDIA, PA · CRD#
DF
Follow David
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required