Nathan E. Carmany

SCHWAB WEALTH ADVISORY

Indianapolis, IN 46240-2482

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CRD#: 4196539

Professional summary

Nathan E Carmany, CFP®, who also goes by Nathan Edward Carmany, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Indianapolis, Indiana and CHARLES SCHWAB & CO., INC. located in Indianapolis, Indiana.

Nathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Nathan has worked at 5 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nathan Edward Carmany

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

6/15/11,UBERKUHL DESIGNS,NO,ANDERSON,IN, GRAPHIC DESIGN,PASSIVE PARTNER,LESS THAN 20,0,THE IS THE AT HOME BUSINESS MY WIFE RUNS AND I AM JUST A PASSIVE PARTNER. Less than 20 hours ( 2) MotoInsanity.com, Blogger , This a passive blogging site where with 10 to 15 new posts are added annually. Address same a s residence , start date 02/01/2019, hours less than 20.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan E Carmany's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

December 26, 2023 - Present

SCHWAB WEALTH ADVISORY, INC.

Office #1: 8332 Woodfield Crossing Blvd, Indianapolis, IN 46240-2482

RIA

CRD#: 159035

Indianapolis, IN

Current

March 3, 2022 - Present

CHARLES SCHWAB & CO., INC.

Office #1: 8332 Woodfield Crossing Blvd, Indianapolis, IN 46240-2482

RIA

CRD#: 5393

Indianapolis, IN

Past

January 21, 2022 - December 26, 2023

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Carmel, IN

Past

May 27, 2015 - December 31, 2021

WATERMARK WEALTH MANAGEMENT, LLC

RIA

CRD#: 146530

INDIANAPOLIS, IN

Past

January 2, 2013 - June 5, 2015

SCHWAB WEALTH ADVISORY, INC.

RIA

CRD#: 159035

INDIANAPOLIS, IN

Past

January 2, 2013 - June 5, 2015

CHARLES SCHWAB & CO., INC.

CRD#: 5393

INDIANAPOLIS, IN

Past

February 8, 2012 - December 12, 2012

FINANCIAL ENHANCEMENT GROUP

RIA

CRD#: 159017

ANDERSON, IN

Past

August 16, 2007 - December 3, 2012

WORLD EQUITY GROUP, INC.

RIA

CRD#: 29087

ANDERSON, IN

Past

August 16, 2007 - December 3, 2012

WORLD EQUITY GROUP, INC.

CRD#: 29087

ANDERSON, IN

Past

December 8, 2006 - July 30, 2007

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

FISHERS (INDIANAPOLIS), IN

Past

August 24, 2000 - July 30, 2007

CHARLES SCHWAB & CO., INC.

CRD#: 5393

FISHERS (INDIANAPOLIS), IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arkansas
(5/23/2022)

California
(3/9/2022)

Connecticut
(3/3/2023)

Delaware
(11/29/2022)

Florida
(3/10/2022)

Georgia
(3/11/2022)

Illinois
(2/23/2024)

Indiana
(3/3/2022)

IAR

Indiana
(12/26/2023)

Iowa
(2/8/2024)

Maine
(3/3/2022)

Maryland
(10/16/2023)

Massachusetts
(3/4/2022)

Michigan
(4/21/2022)

Minnesota
(7/28/2022)

Nevada
(1/23/2024)

New Hampshire
(3/8/2022)

New Jersey
(6/19/2024)

New Mexico
(10/11/2022)

New York
(11/29/2022)

Ohio
(7/11/2022)

Oregon
(8/1/2022)

Pennsylvania
(1/19/2023)

Rhode Island
(3/8/2022)

Texas
(6/10/2022)

IAR

Texas
(12/26/2023)

Vermont
(3/4/2022)

Virginia
(7/26/2024)

Washington
(7/6/2022)

West Virginia
(2/22/2023)

Wisconsin
(11/10/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 1/28/2022

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 12/6/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 12/13/2021

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/23/2000

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

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Contact information

Main Address

211 Main Street, San Francisco, CA 94105-1901

Mailing Address

Phone number

(415) 667-7000

Established

Firm type

Fiscal year end

# of Employees

1,042

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SCHWAB WEALTH ADVISORY, INC. DISCLOSURE BROCHURE (9/23/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nathan E. Carmany

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan E Carmany's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

WATERMARK WEALTH MANAGEMENT, LLC

SCHWAB WEALTH ADVISORY, INC.

CHARLES SCHWAB & CO., INC.

FINANCIAL ENHANCEMENT GROUP

WORLD EQUITY GROUP, INC.

WORLD EQUITY GROUP, INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

SCHWAB WEALTH ADVISORY, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/28/2022

Series 66

Date: 12/6/2006

SIE

Date: 12/13/2021

Series 7

Date: 8/23/2000

FINRA

Nasdaq Stock Market

Current Firm

SCHWAB WEALTH ADVISORY, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

SCHWAB WEALTH ADVISORY, INC.

TRUST BUT VERIFY

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