Dirk Van Erp
Professional summary
Dirk Van Erp, who also goes by Dirk William Van Erp, is a registered financial professional currently at THE BENCHMARK COMPANY, LLC located in New York, New York and STONEX FINANCIAL INC. located in New York, New York.
Dirk is registered as a RR (Registered Representative) and started their career in finance in 2000. Dirk has worked at 12 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dirk Van Erp's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 22, 2017 - Present
THE BENCHMARK COMPANY, LLC
Office #1: 150 E 58th Street 17th Floor, New York, NY 10155April 28, 2026 - Present
STONEX FINANCIAL INC.
Office #1: 150 E 58th Street 17th Floor, New York, NY 10155September 26, 2016 - February 6, 2017
BREAN CAPITAL, LLC
October 4, 2011 - October 13, 2016
MAXIM GROUP LLC
September 15, 2009 - October 5, 2011
SOUTHSTATE SECURITIES CORP.
August 14, 2009 - September 14, 2009
INSIGHT CAPITAL RESEARCH & MANAGEMENT INC
August 17, 2007 - March 31, 2008
JANNEY MONTGOMERY SCOTT LLC
January 10, 2007 - August 9, 2007
TRUIST SECURITIES, INC.
June 28, 2005 - January 10, 2007
JANNEY MONTGOMERY SCOTT LLC
October 21, 2002 - June 13, 2005
FTN EQUITY CAPITAL MARKETS CORP.
May 23, 2002 - October 21, 2002
FHN FINANCIAL SECURITIES CORP.
September 21, 2000 - May 20, 2002
MORGAN STANLEY & CO. LLC
June 8, 2000 - September 18, 2000
LONDON PACIFIC SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/22/2017)
(12/19/2017)
(7/14/2025)
(1/1/2019)
(12/19/2019)
(3/28/2017)
(7/24/2023)
Exams
FINRA
Nasdaq Stock Market
Current Firm
STONEX FINANCIAL INC.
CRD#: 45993 / SEC#: , 8-51269
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STONEX GROUP INC. | OWNER | |
| BOLTE, DAVID ALBERT | SECRETARY | 2711410 |
| DAVISON, STUART ANDREW | DIRECTOR; CHIEF OPERATING OFFICER | 7824576 |
| DICIOLLO, ANTHONY JOSEPH | PRESIDENT/DIRECTOR/CEO SECURITIES | 4976402 |
| DUNAWAY, WILLIAM JOHN | DIRECTOR, CHIEF FINANCIAL OFFICER | 6505923 |
| LYON, CHARLES MARTIN | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | 4000852 |
| MAURER, MARK L | DIRECTOR, CHIEF RISK OFFICER | 4234406 |
| PORZIO, JOSEPH JOHN | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 1319702 |
| SMITH, PHILIP ANDREW | DIRECTOR | 4999097 |
| SZEKELY, GIGI KLARA | CHIEF COMPLIANCE OFFICER - BD DIVISION | 2530826 |
Disclosures
| Regulatory Event | 76 |
Red Flags
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