Henry M. Fulop
Professional summary
Henry M Fulop is a registered financial professional currently at ARCADIA SECURITIES, LLC located in New York, New York.
Henry is registered as a RR (Registered Representative) and started their career in finance in 2000. Henry has worked at 4 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Henry M Fulop's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 2020 - Present
ARCADIA SECURITIES, LLC
Office #1: 600 Lexington Avenue 30th Floor, New York, NY 10022August 28, 2014 - June 4, 2019
LAZARD FRERES & CO. LLC
May 5, 2005 - September 9, 2014
FM PARTNERS HOLDINGS LLC
February 4, 2003 - May 10, 2005
LAZARD FRERES & CO. LLC
September 8, 2000 - February 7, 2003
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2020)
(1/9/2020)
(1/2/2020)
(1/2/2020)
(1/2/2020)
(1/2/2020)
(1/8/2020)
(1/2/2020)
(1/2/2020)
(1/20/2020)
(1/9/2020)
(1/8/2020)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 10/24/2000
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
ARCADIA SECURITIES, LLC
CRD#: 44656 / SEC#: , 8-50764
Contact information
FINRA licenses (40 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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