Christopher R. Haffey
Professional summary
Christopher Ryan Haffey, CFP®, who also goes by Ryan Haffey, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Palm Beach, Florida and TRUIST INVESTMENT SERVICES, INC. located in Palm Beach Gardens, Florida.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Christopher has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Ryan Haffey's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2007
Experience
September 16, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 4300 Tbc Way Ste 100, Palm Beach, FL 33410November 4, 2011 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 4300 Tbc Way Ste 100, Palm Beach Gardens, FL 33410November 14, 2011 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
September 25, 2000 - November 15, 2011
CHARLES SCHWAB & CO., INC.
September 22, 2000 - November 15, 2011
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/9/2019)
(3/20/2013)
(10/24/2012)
(10/4/2012)
(3/3/2022)
(4/16/2014)
(11/4/2011)
(9/16/2016)
(11/4/2011)
(4/11/2013)
(7/14/2021)
(3/7/2022)
(3/1/2018)
(7/10/2025)
(8/19/2019)
(9/18/2015)
(10/30/2018)
(3/30/2020)
(9/26/2023)
(7/30/2025)
(6/13/2019)
(7/30/2025)
(11/4/2011)
(1/5/2012)
(11/7/2011)
(10/17/2022)
(3/8/2022)
(12/12/2019)
(1/16/2024)
(10/18/2019)
(9/11/2023)
(8/14/2013)
(3/13/2017)
(11/10/2016)
(9/10/2012)
(5/16/2025)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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