Troy D. White

HOODOO

Oakland, CA 94604

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CRD#: 4195486

Professional summary

Troy Dwayne White is a registered financial advisor currently at HOODOO located in Oakland, California.

Troy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Troy has worked at 3 firms and has passed the Series 65, Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

06/2012 - Present Collateral Analyst at the Federal Home Loan Bank of San Francisco, 600 California Street, San Francisco CA 94108. The company is a Bank. I work as a collateral analyst 40 hours per week. I analyze Mortgage & MBS collateral that is used to secure advances.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Troy Dwayne White's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 30, 2019 - Present

HOODOO

Office #1: 201 13th Street #28104, Oakland, CA 94604

RIA

CRD#: 291372

Oakland, CA

Past

April 18, 2018 - December 31, 2018

HOODOO

RIA

CRD#: 291372

CASTRO VALLEY, CA

Past

August 6, 2007 - January 7, 2010

WADDELL & REED

RIA

CRD#: 866

CONCORD, CA

Past

June 5, 2007 - January 7, 2010

WADDELL & REED

CRD#: 866

CONCORD, CA

Past

July 17, 2000 - September 13, 2000

SCOTTRADE, INC.

CRD#: 8206

ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/30/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/14/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 10/5/2017

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/2/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/4/2007

General Securities Representative Examination

Current Firm

HOODOO

HOODOO | HOODOO FINANCIAL, INC. | HOODOO FINANCIAL

CRD#: 291372 / SEC#:

California

Registered Investment Advisory firm - (1/30/2019 Approved)

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Contact information

Main Address

201 13th Street #28104, Oakland, CA 94604

Mailing Address

Phone number

(510) 472-2396

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	21
AUM (Assets Under Management)	$ 650,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Troy D. White

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Troy Dwayne White's CRS (Customer Relationship Summary).

Certified licenses

Experience

HOODOO

HOODOO

WADDELL & REED

WADDELL & REED

SCOTTRADE, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/14/2018

Series 66

Date: 10/5/2017

Series 63

Date: 8/2/2000

Series 7

Date: 6/4/2007

Current Firm

HOODOO

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HOODOO

TRUST BUT VERIFY

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