Mark E. Taylor
Professional summary
Mark Edward Taylor, CFP®, who also goes by Mark E Taylor, Mark E. Taylor, Mark Taylor, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Bonita Springs, Florida and TRUIST INVESTMENT SERVICES, INC. located in Bonita Springs, Florida.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Mark has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mark Edward Taylor's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2006
Experience
September 26, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 26731 S Taimami Trail, Bonita Springs, FL 34134July 13, 2007 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 26731 S Tamiami Trail, Bonita Springs, FL 34134July 20, 2007 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
November 9, 2006 - May 11, 2007
CHARLES SCHWAB & CO., INC.
November 9, 2006 - May 11, 2007
CHARLES SCHWAB & CO., INC.
January 25, 2005 - October 13, 2006
SIGNATOR INVESTORS, INC.
December 17, 2004 - October 13, 2006
SIGNATOR INVESTORS, INC.
October 1, 2002 - December 10, 2004
JOHN HANCOCK DISTRIBUTORS LLC
September 27, 2002 - December 10, 2004
JOHN HANCOCK DISTRIBUTORS LLC
July 6, 2001 - August 30, 2002
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
July 19, 2000 - February 27, 2001
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/12/2024)
(9/28/2018)
(6/12/2024)
(4/19/2010)
(8/17/2017)
(4/17/2013)
(6/25/2019)
(7/13/2007)
(9/26/2016)
(7/13/2007)
(4/1/2013)
(9/28/2021)
(3/16/2022)
(3/10/2022)
(6/12/2024)
(8/23/2019)
(1/4/2013)
(4/1/2013)
(10/12/2020)
(4/1/2013)
(7/17/2019)
(6/12/2024)
(11/19/2018)
(1/5/2016)
(6/3/2015)
(6/25/2019)
(1/29/2025)
(2/6/2015)
(3/27/2020)
(3/30/2016)
(10/8/2021)
(5/5/2020)
(5/7/2020)
(8/22/2019)
(4/1/2013)
(8/1/2018)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
