LS
Larry C. Sfinas
SECURE ASSET MANAGEMENT, L.L.C.
Southampton, PA
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CRD#: 419396
LS
Professional summary
Larry C Sfinas, who also goes by Larry Christos Sfinas, Larry C Sfinas, is a registered financial advisor currently at SECURE ASSET MANAGEMENT, L.L.C. located in Southampton, Pennsylvania.
Larry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1969. Larry has worked at 25 firms and has passed the Series 66, Series 63, Series 7TO, Series 6TO, SIE and Series 1 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Larry Christos Sfinas | Larry C Sfinas
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) NAME: LARRY C SFINAS INV REL: Y ADD: AT Southampton PA NATURE: OUTSIDE INSURANCE POSITION: SALESMAN START DATE: 10/10/2022 No. HR/MO: 20 No. HR/MO DURING SEC TRADING: 20 DESCRIBE DUTIES: LIFE, FIXED ANNUITIES, DISABILITY (2) NAME: GUARDIAN TRAINING CENTRE, LLC AND GUARDIAN ACADEMY & INDOOR RANGE, INC. INV REL: Y ADD: AT RESIDENTIAL ADDRESS & 1528 CAMPUS DR, WARMINSTER, PA 18974 NATURE: GUN RANGE & TRAINING FACILITY POSITION: SALESMAN - CEO START DATE: 12/1/2014 No. HR/MO: 20 No. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: PROSPECT, SELL, DO FORMS
CRS (Client Relationship Summary) - RIA
Click below to view Larry C Sfinas's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 21, 2024 - Present
SECURE ASSET MANAGEMENT, L.L.C.
RIA
CRD#: 144046
Southampton, PA
Past
October 20, 2023 - May 20, 2024
TRUSTMONT ADVISORY GROUP, INC.
RIA
CRD#: 106015
Southampton, PA
Past
October 12, 2023 - May 20, 2024
TRUSTMONT FINANCIAL GROUP, INC.
BD
CRD#: 18312
Southampton, PA
Past
December 6, 2022 - September 20, 2023
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
Warren, NJ
Past
November 29, 2022 - September 20, 2023
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
Warren, NJ
Past
October 5, 2021 - September 23, 2022
CSENGE ADVISORY GROUP, LLC
RIA
CRD#: 131167
Southampton, PA
Past
August 6, 2019 - October 6, 2021
ARBOR POINT ADVISORS
RIA
CRD#: 165127
SOUTHAMPTON, PA
Past
July 30, 2019 - August 6, 2019
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
SOUTHAMPTON, PA
Past
July 30, 2019 - October 6, 2021
SECURITIES AMERICA, INC.
BD
CRD#: 10205
SOUTHAMPTON, PA
Past
September 8, 2017 - August 28, 2019
FORTUNE FINANCIAL SERVICES, INC.
BD
CRD#: 42150
Southampton, PA
Past
September 1, 2017 - September 16, 2019
PROSPERITY WEALTH MANAGEMENT, INC.
RIA
CRD#: 174328
Southamption, PA
Past
August 30, 2017 - August 30, 2017
INNOVATION PARTNERS LLC
BD
CRD#: 146344
CHARLOTTE, NC
Past
August 29, 2017 - August 30, 2017
INNOVATION PARTNERS LLC
RIA
CRD#: 146344
Southhampton, PA
Past
September 26, 2016 - August 25, 2017
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
RIA
CRD#: 20804
SCOTTSDALE, AZ
Past
August 23, 2016 - August 25, 2017
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
BD
CRD#: 20804
SCOTTSDALE, AZ
Past
November 17, 2011 - August 26, 2016
SCF INVESTMENT ADVISORS, INC.
RIA
CRD#: 123608
FRESNO, CA
Past
November 15, 2011 - July 29, 2016
SCF SECURITIES, INC.
BD
CRD#: 47275
SOUTHAMPTON, PA
Past
July 16, 2009 - November 15, 2011
AUSDAL FINANCIAL PARTNERS, INC.
RIA
CRD#: 7995
SOUTHAMPTON, PA
Past
July 16, 2009 - November 15, 2011
AUSDAL FINANCIAL PARTNERS, INC.
BD
CRD#: 7995
SOUTHAMPTON, PA
Past
July 19, 2007 - July 13, 2009
AMERICAN PORTFOLIOS ADVISORS, INC
RIA
CRD#: 112697
HOLBROOK, NY
Past
July 19, 2007 - July 13, 2009
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
BD
CRD#: 18487
SOUTHAMPTON, PA
Past
October 28, 2004 - June 1, 2007
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
SOUTHAMPTON, PA
Past
May 6, 2003 - June 1, 2007
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
SOUTHAMPTON, PA
Past
April 12, 2002 - April 21, 2003
USALLIANZ SECURITIES, INC.
BD
CRD#: 40875
MINNEAPOLIS, MN
Past
February 4, 1986 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
BD
CRD#: 8158
MILWAUKEE, WI
Past
September 10, 1985 - April 12, 2002
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
MILWAUKEE, WI
Past
August 20, 1984 - April 12, 1985
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
Past
January 19, 1981 - February 20, 1986
CARDELL & ASSOCIATES, INCORPORATED
BD
CRD#: 7700
Past
October 10, 1975 - November 17, 1980
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
Past
April 16, 1973 - December 12, 1975
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
BD
CRD#: 5181
Past
April 16, 1973 - December 12, 1975
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
Past
May 1, 1969 - October 17, 1971
TOWER SQUARE SECURITIES, INC.
BD
CRD#: 833
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SECURE ASSET MANAGEMENT, L.L.C.
1031 CONSULTING AND SERVICES GROUP | WITTENBERG INVESTMENTS, INC | TRANSCEND FINANCIAL | TRADEWELL TAX & FINANCIAL | TRADEWELL FINANCIAL | TITAN WEALTH ADVISORS | THOMAS FINANCIAL | SON LIGHT INC. | SECURE MANAGEMENT | SECURE ASSET MANAGEMENT, LLC | SECURE ASSET MANAGEMENT, L.L.C. | RW BOWLIN INVESTMENT SERVICES, INC. | REAL ESTATE TRANSITION SOLUTIONS | RANGE FINANCIAL | PREMIER ESTATE PLANNERS | PACELINE FINANCIAL LLC | NUSTAR FINANCIAL | NEVILLE FINANCIAL GROUP | MURRAY, TYMKEW & ASSOCIATES, INC. | MONEY & INVESTMENT CONCEPTS | INFORM FINANCIAL | HORNYAK FINANCIAL GROUP | HARRISON FINANCIAL | GOLDSTEIN FINANCIAL | GLEN H. CHESTER & ASSOCIATES | FORTNER WEALTH SERVICES | FORTHRIGHT CAPITAL MANAGEMENT, LLC | FINANCIAL STRATEGIES GROUP | EVERGREEN INVESTMENTS | CRESCENDO FINANCE | COUGHLIN WEALTH MANAGEMENT | COMPASS FINANCIAL | BLUEBIRD ADVISORY
CRD#: 144046 / SEC#: 801-113954
RIA
Registered Investment Advisory firm - (9/7/2018 Approved)Arizona
Registered Investment Advisory firm - (9/17/2018 Terminated)Colorado
Registered Investment Advisory firm - (9/17/2018 Terminated)Florida
Registered Investment Advisory firm - (9/17/2018 Terminated)Illinois
Registered Investment Advisory firm - (9/7/2018 Terminated)Indiana
Registered Investment Advisory firm - (9/19/2018 Terminated)Michigan
Registered Investment Advisory firm - (9/18/2018 Terminated)New York
Registered Investment Advisory firm - (9/17/2018 Terminated)Ohio
Registered Investment Advisory firm - (9/17/2018 Terminated)Pennsylvania
Registered Investment Advisory firm - (9/17/2018 Terminated)Texas
Registered Investment Advisory firm - (9/17/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(5/21/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 4/24/1969
Registered Representative ExaminationCurrent Firm
SA
SECURE ASSET MANAGEMENT, L.L.C.
1031 CONSULTING AND SERVICES GROUP | WITTENBERG INVESTMENTS, INC | TRANSCEND FINANCIAL | TRADEWELL TAX & FINANCIAL | TRADEWELL FINANCIAL | TITAN WEALTH ADVISORS | THOMAS FINANCIAL | SON LIGHT INC. | SECURE MANAGEMENT | SECURE ASSET MANAGEMENT, LLC | SECURE ASSET MANAGEMENT, L.L.C. | RW BOWLIN INVESTMENT SERVICES, INC. | REAL ESTATE TRANSITION SOLUTIONS | RANGE FINANCIAL | PREMIER ESTATE PLANNERS | PACELINE FINANCIAL LLC | NUSTAR FINANCIAL | NEVILLE FINANCIAL GROUP | MURRAY, TYMKEW & ASSOCIATES, INC. | MONEY & INVESTMENT CONCEPTS | INFORM FINANCIAL | HORNYAK FINANCIAL GROUP | HARRISON FINANCIAL | GOLDSTEIN FINANCIAL | GLEN H. CHESTER & ASSOCIATES | FORTNER WEALTH SERVICES | FORTHRIGHT CAPITAL MANAGEMENT, LLC | FINANCIAL STRATEGIES GROUP | EVERGREEN INVESTMENTS | CRESCENDO FINANCE | COUGHLIN WEALTH MANAGEMENT | COMPASS FINANCIAL | BLUEBIRD ADVISORY
CRD#: 144046 / SEC#: 801-113954
RIA
Registered Investment Advisory firm - (9/7/2018 Approved)Arizona
Registered Investment Advisory firm - (9/17/2018 Terminated)Colorado
Registered Investment Advisory firm - (9/17/2018 Terminated)Florida
Registered Investment Advisory firm - (9/17/2018 Terminated)Illinois
Registered Investment Advisory firm - (9/7/2018 Terminated)Indiana
Registered Investment Advisory firm - (9/19/2018 Terminated)Michigan
Registered Investment Advisory firm - (9/18/2018 Terminated)New York
Registered Investment Advisory firm - (9/17/2018 Terminated)Ohio
Registered Investment Advisory firm - (9/17/2018 Terminated)Pennsylvania
Registered Investment Advisory firm - (9/17/2018 Terminated)Texas
Registered Investment Advisory firm - (9/17/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2565 West Maple Rd, Troy, MI 48084
Mailing Address
Phone number
(248) 414-1562
Established
Firm type
Fiscal year end
# of Employees
53
SEC notice filing (40 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,714 |
| AUM (Assets Under Management) | $ 890,034,531 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
