Thomas N. Meringolo

MONEY.NET SECURITIES LLC

New Rochelle, NY 10804

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CRD#: 4192542

Professional summary

Thomas Nmn Meringolo, who also goes by Tom Meringolo, Thomas Nmn Meringolo, is a registered financial professional currently at MONEY.NET SECURITIES LLC located in New Rochelle, New York and CLICK CAPITAL MARKETS located in Scottsdale, Arizona.

Thomas is registered as a RR (Registered Representative) and started their career in finance in 2000. Thomas has worked at 20 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Tom Meringolo | Thomas Nmn Meringolo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Thomas Nmn Meringolo's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 24, 2022 - Present

MONEY.NET SECURITIES LLC

Office #1: 115 Seacord Rd, New Rochelle, NY 10804

CRD#: 317568

New Rochelle, NY

Current

March 13, 2023 - Present

CLICK CAPITAL MARKETS

Office #1: 9835 E Bell Road Suite 110, Scottsdale, AZ 85260

CRD#: 168376

Scottsdale, AZ

Current

August 1, 2023 - Present

LONG BRIDGE SECURITIES, LLC

Office #1: 413 W 14th Street Suite 207a, New York, NY 10014

CRD#: 314519

New York, NY

Current

August 14, 2023 - Present

DAM CAPITAL (USA) INC.

Office #1: 42 Broadway Suite 12-129, New York, NY 10004

CRD#: 154945

NEW YORK, NY

Current

August 15, 2024 - Present

SINE QUA NON CAPITAL LLC

CRD#: 330483

New Rochelle, NY

Current

October 14, 2024 - Present

AXIS CAPITAL USA, LLC

Office #2: 405 Lexington Ave Suite 714, New York, NY 10174

CRD#: 293368

New Rochelle, NY

Past

August 1, 2022 - November 7, 2022

LONG BRIDGE SECURITIES, LLC

CRD#: 314519

NEW YORK, NY

Past

June 17, 2022 - September 14, 2022

AXIS CAPITAL USA, LLC

CRD#: 293368

NEW YORK, NY

Past

May 5, 2022 - August 19, 2022

FREC SECURITIES LLC

CRD#: 316641

SAN FRANCISCO, CA

Past

April 2, 2021 - June 15, 2021

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

November 6, 2018 - July 19, 2019

CNR SECURITIES, LLC

CRD#: 18466

NEW YORK, NY

Past

June 9, 2015 - November 5, 2018

MORGAN STANLEY

CRD#: 149777

PURCHASE, NY

Past

May 22, 2014 - April 22, 2015

BARCLAYS CAPITAL INC.

CRD#: 19714

NEW YORK, NY

Past

October 1, 2012 - May 16, 2014

OSAIC SERVICES, INC.

CRD#: 133763

SCOTTSDALE, AZ

Past

October 1, 2012 - May 16, 2014

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

July 15, 2008 - May 16, 2014

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

September 6, 2007 - May 15, 2008

IFMG SECURITIES, INC.

CRD#: 14416

PURCHASE, NY

Past

March 5, 2007 - May 16, 2007

EQUITABLE DISTRIBUTORS, LLC

CRD#: 25900

CHARLOTTE, NC

Past

October 31, 2006 - March 6, 2007

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Past

September 26, 2005 - June 20, 2006

AUGMENT SECURITIES INC.

CRD#: 28373

NEW YORK, NY

Past

May 9, 2001 - June 22, 2005

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

August 30, 2000 - April 9, 2001

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(11/29/2022)

Alaska
(12/12/2022)

Arizona
(11/21/2022)

Arkansas
(12/5/2022)

California
(11/23/2022)

Colorado
(11/22/2022)

Connecticut
(1/3/2023)

Delaware
(1/16/2023)

District of Columbia
(1/5/2023)

Florida
(10/9/2023)

Georgia
(12/1/2022)

Hawaii
(1/20/2023)

Idaho
(11/28/2022)

Illinois
(1/4/2023)

Indiana
(2/7/2023)

Iowa
(11/4/2022)

Kansas
(11/21/2022)

Kentucky
(11/23/2022)

Louisiana
(12/5/2022)

Maine
(11/29/2022)

Maryland
(12/5/2022)

Massachusetts
(2/9/2023)

Michigan
(11/18/2022)

Minnesota
(10/9/2023)

Mississippi
(11/23/2022)

Missouri
(12/21/2022)

Montana
(11/15/2022)

Nebraska
(1/17/2023)

Nevada
(11/30/2022)

New Hampshire
(1/5/2023)

New Jersey
(1/3/2023)

New Mexico
(2/16/2023)

New York
(11/29/2022)

North Carolina
(12/1/2022)

North Dakota
(10/9/2023)

Ohio
(11/28/2022)

Oklahoma
(12/13/2022)

Oregon
(11/28/2022)

Pennsylvania
(11/30/2022)

Puerto Rico
(1/10/2023)

Rhode Island
(11/22/2022)

South Carolina
(12/5/2022)

South Dakota
(12/5/2022)

Tennessee
(1/11/2023)

Texas
(1/12/2023)

Utah
(11/4/2022)

Vermont
(12/12/2022)

Virgin Islands
(1/4/2023)

Virginia
(10/9/2023)

Washington
(1/4/2023)

West Virginia
(12/5/2022)

Wisconsin
(12/5/2022)

Wyoming
(12/6/2022)

Exams

State Security Law Exam

Series 63

Date: 1/10/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/29/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/7/2007

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

AXIS CAPITAL USA, LLC

CRD#: 293368 / SEC#: , 8-70083

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

405 Lexington Avenue Suite 714, New York, NY 10174

Mailing Address

405 Lexington Avenue Suite 714, New York, NY 10174

Phone number

(636) 675-3746

Established

Delaware since 08/02/2017

Firm type

Limited Liability Company

Fiscal year end

March

Firm Size

Small

# of Employees

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
AXIS CAPITAL LIMITED	OWNER
BASKETT, ERIN ELAINE	CHIEF COMPLIANCE OFFICER	4538604
GRAY, JOHN CLARKE	FINOP / CFO / PFO	1367440
MERINGOLO, THOMAS	MANAGING PRINCIPAL	4192542
SMITH, LISA L	CCO	2691076

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Thomas N. Meringolo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Thomas Nmn Meringolo's CRS (Customer Relationship Summary).

Certified licenses

Experience

CLICK CAPITAL MARKETS

LONG BRIDGE SECURITIES, LLC

DAM CAPITAL (USA) INC.

SINE QUA NON CAPITAL LLC

AXIS CAPITAL USA, LLC

LONG BRIDGE SECURITIES, LLC

AXIS CAPITAL USA, LLC

FREC SECURITIES LLC

LPL FINANCIAL LLC

CNR SECURITIES, LLC

MORGAN STANLEY

BARCLAYS CAPITAL INC.

OSAIC SERVICES, INC.

FSC SECURITIES CORPORATION

OSAIC WEALTH, INC.

IFMG SECURITIES, INC.

EQUITABLE DISTRIBUTORS, LLC

EQUITABLE ADVISORS, LLC

AUGMENT SECURITIES INC.

CITIGROUP GLOBAL MARKETS INC.

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/10/2001

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 8/29/2000

Series 24

Date: 11/7/2007

FINRA

Current Firm

AXIS CAPITAL USA, LLC

Contact information

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

AXIS CAPITAL USA, LLC

TRUST BUT VERIFY

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