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TM

Thomas Meringolo

MONEY.NET SECURITIES
New Rochelle, NY 10804
Some features on this profile are disabled
CRD#: 4192542
TM

Professional summary

Thomas Meringolo, who also goes by Tom Meringolo, Thomas Nmn Meringolo, is a registered financial professional currently at MONEY.NET SECURITIES LLC located in New Rochelle, New York and CLICK CAPITAL MARKETS located in Scottsdale, Arizona.

Thomas is registered as a RR (Registered Representative) and started their career in finance in 2000. Thomas has worked at 20 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Tom Meringolo | Thomas Nmn Meringolo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Thomas Meringolo's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 24, 2022 - Present

MONEY.NET SECURITIES LLC

Office #1: 115 Seacord Rd, New Rochelle, NY 10804
BD
CRD#: 317568
New Rochelle, NY
Current

March 13, 2023 - Present

CLICK CAPITAL MARKETS

Office #1: 9835 E Bell Road Suite 110, Scottsdale, AZ 85260
BD
CRD#: 168376
Scottsdale, AZ
Current

August 14, 2023 - Present

DAM CAPITAL (USA) INC.

Office #1: 42 Broadway Suite 12-129, New York, NY 10004
BD
CRD#: 154945
NEW YORK, NY
Past

October 14, 2024 - November 26, 2025

AXIS CAPITAL USA, LLC

BD
CRD#: 293368
NEW YORK, NY
Past

August 15, 2024 - March 17, 2026

SINE QUA NON CAPITAL LLC

BD
CRD#: 330483
New Rochelle, NY
Past

August 1, 2023 - January 22, 2026

LONG BRIDGE SECURITIES, LLC

BD
CRD#: 314519
New York, NY
Past

August 1, 2022 - November 7, 2022

LONG BRIDGE SECURITIES, LLC

BD
CRD#: 314519
NEW YORK, NY
Past

June 17, 2022 - September 14, 2022

AXIS CAPITAL USA, LLC

BD
CRD#: 293368
NEW YORK, NY
Past

May 5, 2022 - August 19, 2022

FREC SECURITIES LLC

BD
CRD#: 316641
SAN FRANCISCO, CA
Past

April 2, 2021 - June 15, 2021

LPL FINANCIAL LLC

BD
CRD#: 6413
FORT MILL, SC
Past

November 6, 2018 - July 19, 2019

CNR SECURITIES, LLC

BD
CRD#: 18466
NEW YORK, NY
Past

June 9, 2015 - November 5, 2018

MORGAN STANLEY

BD
CRD#: 149777
PURCHASE, NY
Past

May 22, 2014 - April 22, 2015

BARCLAYS CAPITAL INC.

BD
CRD#: 19714
NEW YORK, NY
Past

October 1, 2012 - May 16, 2014

OSAIC SERVICES, INC.

BD
CRD#: 133763
SCOTTSDALE, AZ
Past

October 1, 2012 - May 16, 2014

FSC SECURITIES CORPORATION

BD
CRD#: 7461
ATLANTA, GA
Past

July 15, 2008 - May 16, 2014

OSAIC WEALTH, INC.

BD
CRD#: 23131
SCOTTSDALE, AZ
Past

September 6, 2007 - May 15, 2008

IFMG SECURITIES, INC.

BD
CRD#: 14416
PURCHASE, NY
Past

March 5, 2007 - May 16, 2007

EQUITABLE DISTRIBUTORS, LLC

BD
CRD#: 25900
CHARLOTTE, NC
Past

October 31, 2006 - March 6, 2007

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY
Past

September 26, 2005 - June 20, 2006

AUGMENT SECURITIES INC.

BD
CRD#: 28373
NEW YORK, NY
Past

May 9, 2001 - June 22, 2005

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

August 30, 2000 - April 9, 2001

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(11/29/2022)
RR
Alaska
(12/12/2022)
RR
Arizona
(11/21/2022)
RR
Arkansas
(12/5/2022)
RR
California
(11/23/2022)
RR
Colorado
(11/22/2022)
RR
Connecticut
(1/3/2023)
RR
Delaware
(1/16/2023)
RR
District of Columbia
(1/5/2023)
RR
Georgia
(12/1/2022)
RR
Hawaii
(1/20/2023)
RR
Idaho
(11/28/2022)
RR
Illinois
(1/4/2023)
RR
Indiana
(2/7/2023)
RR
Iowa
(11/4/2022)
RR
Kansas
(11/21/2022)
RR
Kentucky
(11/23/2022)
RR
Louisiana
(12/5/2022)
RR
Maine
(11/29/2022)
RR
Maryland
(12/5/2022)
RR
Massachusetts
(2/9/2023)
RR
Michigan
(11/18/2022)
RR
Mississippi
(11/23/2022)
RR
Missouri
(12/21/2022)
RR
Montana
(11/15/2022)
RR
Nebraska
(1/17/2023)
RR
Nevada
(11/30/2022)
RR
New Hampshire
(1/5/2023)
RR
New Jersey
(1/3/2023)
RR
New Mexico
(2/16/2023)
RR
New York
(11/29/2022)
RR
North Carolina
(12/1/2022)
RR
North Dakota
(4/3/2025)
RR
Ohio
(11/28/2022)
RR
Oklahoma
(12/13/2022)
RR
Oregon
(11/28/2022)
RR
Pennsylvania
(11/30/2022)
RR
Puerto Rico
(1/10/2023)
RR
Rhode Island
(11/22/2022)
RR
South Carolina
(12/5/2022)
RR
South Dakota
(12/5/2022)
RR
Tennessee
(1/11/2023)
RR
Texas
(1/12/2023)
RR
Utah
(11/4/2022)
RR
Vermont
(12/12/2022)
RR
Virgin Islands
(1/4/2023)
RR
Virginia
(1/21/2026)
RR
Washington
(1/4/2023)
RR
West Virginia
(12/5/2022)
RR
Wisconsin
(12/5/2022)
RR
Wyoming
(12/6/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 1/10/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/29/2000
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/7/2007
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

DC
DAM CAPITAL (USA) INC.
DAM CAPITAL (USA) INC. | IDFC CAPITAL (USA), INC. | IDFC CAPITAL (USA) INC.

CRD#: 154945 / SEC#: , 8-68685

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
7000 W Palmetto Park Rd. Suite 503, Boca Raton, FL 33433
Mailing Address
7000 W Palmetto Park Rd. Suite 503, Boca Raton, FL 33433
Phone number
(212) 897-1694
Established
New York since 08/03/2009
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (11 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
DAM CAPITAL ADVISORS LIMITEDPARENT
MEHTA, DHARMESH AMILDIRECTOR7417110
MERINGOLO, THOMASCEO / DIRECTOR4192542
MERINGOLO, THOMAS NMNCCO4192542
OBSBAUM, FREDRIC MICHAELCFO/FINOP1160811

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DAM CAPITAL (USA) INC.

CRD#: 154945New Rochelle, NY 10804

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