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AR

Amanda L. Routhieaux

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CRD#: 4192474
AR

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Amanda Lee Routhieaux, who also goes by Strobel, was a registered financial professional .

Amanda is a previously registered financial professional and started their career in finance in 2000. Amanda had worked at 3 firms and has passed the Series 65, Series 66 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Strobel

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

December 22, 2011 - February 4, 2015

FALCONS ROCK INVESTMENT COUNSEL, LLC

RIA
CRD#: 128729
GERMANTOWN, WI
Past

January 12, 2005 - September 8, 2005

FALCONS ROCK INVESTMENT COUNSEL, LLC

RIA
CRD#: 128729
MILWAUKEE, WI
Past

September 1, 2000 - January 31, 2003

STRONG CAPITAL MANAGEMENT INC

RIA
CRD#: 106638
MENOMONEE FALLS, WI
Past

August 30, 2000 - January 31, 2003

STRONG INVESTMENTS, INC.

BD
CRD#: 15658
MENOMONEE FALLS, WI

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 11/7/2011
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 8/28/2000
Uniform Combined State Law Examination
General Industry/Product Exam

Current Firm


FR
FALCONS ROCK INVESTMENT COUNSEL, LLC
FALCONS ROCK INVESTMENT COUNSEL, LLC

CRD#: 128729 / SEC#: 801-110513

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Contact information


Main Address
W175n11081 Stonewood Drive Suite 201, Germantown, WI 53022
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Part 2 Brochures

PART 2A (3/25/2019)

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FALCONS ROCK INVESTMENT COUNSEL, LLC

CRD#: 128729

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