Joseph E. Chionchio
Professional summary
Joseph Edward Chionchio is a registered financial professional currently at WELLS FARGO SECURITIES, LLC located in New York, New York and WELLS FARGO PRIME SERVICES, LLC located in New York, New York.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 2012. Joseph has worked at 4 firms and has passed the SIE, Series 99TO and Series 99 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Edward Chionchio's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 24, 2019 - Present
WELLS FARGO SECURITIES, LLC
Office #1: 150 E. 42nd Street, New York, NY 10017May 29, 2019 - Present
WELLS FARGO PRIME SERVICES, LLC
Office #1: 500 W 33rd St 30 Hudson Yards, New York, NY 10001August 10, 2012 - May 12, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 10, 2012 - May 12, 2015
MERRILL LYNCH PROFESSIONAL CLEARING CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 5/24/2019
Operations Professional ExaminationFINRA
Current Firm
WELLS FARGO PRIME SERVICES, LLC
CRD#: 133068 / SEC#: , 8-66677
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EVEREN CAPITAL CORPORATION | OWNER | |
| CONNOR, TIMOTHY MICHAEL | PRINCIPAL FINANCIAL OFFICER | 8157713 |
| HALL, JEFFREY | CHIEF OPERATIONS OFFICER | 5292396 |
| KEARNS, WILLIAM J | MANAGER | 2127701 |
| LANGIS, DARREN JOSEPH | MANAGER | 2781108 |
| LEONE, JOHN | MANAGER | 7164476 |
| MCCOOEY, EAMON PATRICK | CEO, PRESIDENT, MANAGER | 1762536 |
| RILEY, MICHAEL FRANCIS | MANAGER | 4165280 |
| YI, SCOTT HUN | CHIEF COMPLIANCE OFFICER | 3152646 |
Disclosures
| Regulatory Event | 4 |
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