Eric C. Weiss
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Christopher Weiss, CFP®, who also goes by Eric C Weiss, Eric Christopher Weiss, was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 2000. Eric had worked at 14 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2023 - December 12, 2024
FIDELITY PERSONAL AND WORKPLACE ADVISORS
December 5, 2022 - December 12, 2024
FIDELITY BROKERAGE SERVICES LLC
July 22, 2022 - October 17, 2022
EMPOWER ADVISORY GROUP, LLC
April 4, 2022 - October 17, 2022
EMPOWER FINANCIAL SERVICES, INC.
July 29, 2021 - April 4, 2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
October 26, 2016 - December 31, 2020
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
October 26, 2016 - January 11, 2021
TD AMERITRADE, INC.
October 13, 2016 - January 11, 2021
TD AMERITRADE, INC.
March 10, 2014 - July 29, 2016
WOOSTER CORTHELL WEALTH MANAGEMENT, INC.
April 22, 2010 - May 31, 2012
OHANESIAN / LECOURS, INC.
April 22, 2010 - May 31, 2012
OHANESIAN / LECOURS, INC.
September 7, 2006 - February 10, 2010
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
September 7, 2006 - February 10, 2010
CAMBRIDGE INVESTMENT RESEARCH, INC.
February 25, 2005 - September 12, 2006
OSAIC FA, INC.
February 25, 2005 - March 30, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
February 25, 2005 - September 12, 2006
OSAIC FA, INC.
July 8, 2004 - February 14, 2005
PARK AVENUE SECURITIES LLC
April 11, 2002 - February 14, 2005
PARK AVENUE SECURITIES LLC
July 31, 2000 - March 28, 2002
OHANESIAN / LECOURS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
