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Yaron Reuven

CRD# 4191455·Registered 2001 - 2013
Suspended: Yaron Reuven was suspended by the FINRA; they may not be permitted to conduct business during the suspension.

Professional Summary

Yaron Reuven, who also goes by Ron Reuven, was a registered financial advisor. Yaron was a previously registered financial professional and started their career in finance 2001 - 2013. Yaron had worked at 3 firms and has passed the Series 63, Series 7, Series 4, Series 53 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ron Reuven

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

REUVEN ENTERPRISES SECURITIES DIVISION, LLC·CRD# 140910
BD
New York, NY
November 16, 2006 - January 31, 2013
KOVACK SECURITIES INC.·CRD# 44848
BD
New York, NY
September 8, 2003 - November 20, 2006
RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694
BD
St. Petersburg, FL
July 5, 2001 - September 11, 2003

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Current Firm

RE
REUVEN ENTERPRISES SECURITIES DIVISION, LLC

REUVEN ENTERPRISES SECURITIES DIVISION, LLC

CRD#: 140910 / SEC#: 8-67350
BD
Terminated by SEC on 04/05/2013

Contact Information

Established

Delaware since 03/23/2006

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
REUVEN ENTERPRISES, INC.100% OWNER - SOLE MEMBER—
MCKAY, MORGAN TYLER MR.FINANCIAL & OPERATIONS PRINCIPAL5910477
REUVEN, YARONPRESIDENT/CEO/CCO4191455

Disclosures

Regulatory Event

2

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2001About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jul 2001About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed May 2011About the Series 4 exam

Series 53 — Municipal Securities Principal Examination

Passed Aug 2006About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Dec 2003About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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