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Morgan Tyler Mckay

CRD# 5910477·Registered 2011 - 2013
Previously Registered: Being a previously registered professional could mean that Morgan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Morgan Tyler Mckay, who also goes by Morgan Tyler Mckay, was a registered financial advisor. Morgan was a previously registered financial professional and started their career in finance 2011 - 2013. Morgan had worked at 7 firms and has passed the Series 27 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Morgan Tyler Mckay

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

15 years in the financial services industry

Current & Past Employments

MICROVENTURE MARKETPLACE INC.·CRD# 152513
BD
Austin, TX
November 19, 2012 - September 6, 2013
WEALTH SOLUTIONS, INC.·CRD# 35331
BD
Houston, TX
July 30, 2012 - November 26, 2012
REUVEN ENTERPRISES SECURITIES DIVISION, LLC·CRD# 140910
BD
New York, NY
February 23, 2012 - January 31, 2013
MICROVENTURE MARKETPLACE INC.·CRD# 152513
BD
Austin, TX
February 22, 2012 - September 5, 2012
WEALTH SOLUTIONS, INC.·CRD# 35331
BD
Houston, TX
January 27, 2012 - March 15, 2012
FORTREND SECURITIES, INC.·CRD# 32949
BD
Melbourne, Vic
December 2, 2011 - October 3, 2012
VIEWPOINT SECURITIES, LLC·CRD# 104226
BD
San Diego, CA
November 29, 2011 - September 28, 2012
VESTECH SECURITIES, INC.·CRD# 41409
BD
St. Louis, MO
July 8, 2011 - October 31, 2012
INDEPENDENT INVESTMENT BANKERS, CORP.·CRD# 154134
BD
Austin, TX
May 25, 2011 - August 31, 2011

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Current Firm

MM
MICROVENTURE MARKETPLACE INC.

MICROVENTURE MARKET PLACE INC. | MICROVENTURE MARKETPLACE INC.

CRD#: 152513 / SEC#: 8-68458
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

2903 E 2nd St, Austin, TX 78702

Mailing Address

2903 E 2nd St, Austin, TX 78702

Phone Number

(512) 461-3686

Established

Delaware since 10/26/2009

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MICROVENTURES INCSHAREHOLDER—
CLARK, WILLIAM MICHAELCEO5741424
GRAY, TYLER RANDALLPRESIDENT/SECRETARY/FINOP5772730
WILLMORE, ELIZABETH MAGDALENACCO2697868

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 27 — Financial and Operations Principal Examination

Passed May 2011About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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MM
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