EH
Elaine R. Hall
CETERA INVESTMENT ADVISERS LLC
GREENVILLE, SC 29601
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CRD#: 4191084
EH
Professional summary
Elaine Ray Hall, who also goes by Elaine Ray Morgan, Elaine Ray, Glenda Elaine Ray, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Greenville, South Carolina and CETERA WEALTH SERVICES, LLC located in Greenville, South Carolina.
Elaine is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Elaine has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Elaine Ray Morgan | Elaine Ray | Glenda Elaine Ray
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF ENTITY:ELAINE HALL- NOTARY PUBLIC; No; 104 WHITESETT ST; GREENVILLE; SC; 29601; NOTARY PUBLIC; NOTARY; 12/18/2017; 1; 0; NOTARIZE DOCUMENTS-IN ACCORDANCE WITH THEIR OWN STATE'S RULES REGARDING NOTARY PUBLICS-SC; 2. NAME OF ENTITY:METCALF & ASSOCIATES; Yes; 104 WHITESETT ST; GREENVILLE; SC; 29601; FINANCIAL SERVICES/DBA; OFFICE MANAGER; 1/1/2017; 160; 160; OFFICE MANAGER ADMINISTRATIVE DUTIES; 3. NAME OF OTHER BUSINESS: POTTERS CLAY FELLOWSHIP FINANCE COMMITTEE; INVESTMENT RELATED: NO; ADDRESS: 142 GRACE DR, EASLEY, SC 29640; NATURE OF BUSINESS: CHURCH; START DATE: 12/2022; POSITION/TITLE/RELATIONSHIP: FINANCE COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: DISCUSS CHURCH BUDGET; 4. NAME OF OTHER BUSINESS: THE IBEX GROUP; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 2/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 5. NAME OF OTHER BUSINESS: KEEPING TABS BOOKKEEPING LLC ; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: BOOKKEEPING ; START DATE: 09/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: BOOKKEEPING AND QUICKBOOKS DATA ENTRY SERVICES;
CRS (Client Relationship Summary) - RIA
Click below to view Elaine Ray Hall's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 104 Whitsett Street, Greenville, SC 29601RIA
CRD#: 105644
GREENVILLE, SC
Current
June 9, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 104 Whitsett Street, Greenville, SC 29601BD
CRD#: 13572
Greenville, SC
Past
June 9, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
March 5, 2009 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
GREENVILLE, SC
Past
February 23, 2009 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
GREENVILLE, SC
Past
April 12, 2005 - May 29, 2007
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
GREENVILLE, SC
Past
February 3, 2005 - May 29, 2007
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
GREENVILLE, SC
Past
November 10, 2000 - February 7, 2005
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ST. PETERSBURG, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/3/2022)
RR
Georgia(1/3/2022)
RR
North Carolina(1/3/2022)
RR
South Carolina(6/9/2021)
IAR
South Carolina(6/29/2023)
RR
Virginia(1/3/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Greenville, SC 29601TRUST BUT VERIFY
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