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Brian Winkler

SCP REAL ASSETS
NEW YORK, NY 10017
Some features on this profile are disabled
CRD#: 4191044
BW

Professional summary

Brian Winkler, who also goes by Brian Steven Winkler, is a registered financial professional currently at SCP REAL ASSETS, LLC located in New York, New York.

Brian is registered as a RR (Registered Representative) and started their career in finance in 2000. Brian has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Brian Steven Winkler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian Winkler's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 6, 2026 - Present

SCP REAL ASSETS, LLC

Office #1: 485 Lexington Avenue, Suite 304, New York, NY 10017
BD
CRD#: 333667
NEW YORK, NY
Past

January 6, 2022 - September 9, 2024

ADVISORS ASSET MANAGEMENT, INC.

RIA
CRD#: 46727
FAIRFIELD, NJ
Past

October 18, 2021 - September 9, 2024

ADVISORS ASSET MANAGEMENT, INC.

BD
CRD#: 46727
NEW YORK, NY
Past

March 19, 2014 - October 21, 2021

HENNION & WALSH, INC.

BD
CRD#: 25766
PARSIPPANY, NJ
Past

May 24, 2013 - March 14, 2014

TRIVE NEW YORK LLC

BD
CRD#: 21946
NEW YORK, NY
Past

November 15, 2000 - April 4, 2013

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

BD
CRD#: 7834
NEW YORK, NY
Past

June 5, 2000 - November 2, 2000

TRADE.COM ONLINE SECURITIES, INC.

BD
CRD#: 36189
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/4/2022
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 6/27/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/3/2000
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/13/2008
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

SR
SCP REAL ASSETS, LLC
SCP REAL ASSETS, LLC

CRD#: 333667 / SEC#: , 8-71315

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
70 York Street Suite 700, Toronto, M5J 1S9
Mailing Address
70 York Street Suite 700, Toronto, M5J 1S9
Phone number
(416) 637-2707
Established
Delaware since 09/25/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
SCP REAL ASSETS HOLDINGS, LLCSOLE MEMBER
CLARK, RHONDACHIEF COMPLIANCE OFFICER/HEAD OF BANKING4153027
FELDMAN, STEVEN MARKCHIEF EXECUTIVE OFFICER1983141
WALDIE, ROBERT JOHNGENERAL SECURITIES PRINCIPAL6923788
YERMOLINA, NATALIA MRSFINOP, PFO, POO7082337

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SCP REAL ASSETS, LLC

CRD#: 333667New York, NY 10017

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