Kelly T. Kortman

ICICLE CREEK INVESTMENTS

Leavenworth, WA

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CRD#: 4190117

Professional summary

Kelly Todd Kortman is a registered financial advisor currently at ICICLE CREEK INVESTMENTS located in Leavenworth, Washington.

Kelly is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Kelly has worked at 8 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Managing Member Kelly Kortman has a financial affiliated business as an independent insurance agent. Approximately 5% of his time is spent on this activity. He may offer Clients services from those activities. As an insurance agent, he may receive separate yet typical compensation. Mr. Kortman is also the owner of Icicle Properties LLC, a property rental company. Approximately 5% of his time is spent on this activity. However, this does not represent a conflict of interest as he will not be soliciting this service to Clients of Icicle Investments LLC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kelly Todd Kortman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 13, 2018 - Present

ICICLE CREEK INVESTMENTS

RIA

CRD#: 599

BAINBRIDGE ISLAND, WA

Past

June 28, 2000 - September 10, 2001

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(7/13/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/20/2000

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 1/3/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 7/26/2000

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 6/27/2000

General Securities Representative Examination

Current Firm

ICICLE CREEK INVESTMENTS

ICICLE CREEK INVESTMENTS | ICICLE INVESTMENTS LLC | ICICLE CREEK INVESTMENTS, LLC

CRD#: 297238 / SEC#:

Washington

Registered Investment Advisory firm - (7/13/2018 Approved)

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Contact information

Main Address

Leavenworth, WA

Mailing Address

Phone number

(206) 992-1822

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	29
AUM (Assets Under Management)	$ 4,300,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Kelly T. Kortman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kelly Todd Kortman's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT SERVICES LLC

U.S. BANCORP INVESTMENTS, INC.

U.S. BANCORP INVESTMENTS, INC.

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

WAMU INVESTMENTS, INC.

WAMU INVESTMENTS, INC.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/20/2000

SIE

Date: 1/3/2018

Series 31

Date: 7/26/2000

Series 7

Date: 6/27/2000

Current Firm

ICICLE CREEK INVESTMENTS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ICICLE CREEK INVESTMENTS

TRUST BUT VERIFY

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