Paul Schwarzbach

ALLIED VALUE

San Francisco, CA 94118

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CRD#: 4189698

Professional summary

Paul Schwarzbach is a registered financial advisor currently at ALLIED VALUE, LLC located in San Francisco, California.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Paul has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

University of California - Berkeley, Adjunct Professor beginning 11/2016. Spends approx. 7 hours per week when class in session (16 weeks per year), none during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Schwarzbach's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 19, 2011 - Present

ALLIED VALUE, LLC

Office #1: 4614 California Street, San Francisco, CA 94118

RIA

CRD#: 153965

San Francisco, CA

Past

October 6, 2010 - December 31, 2010

ALLIED VALUE, LLC

RIA

CRD#: 153965

SAN FRANCISCO, CA

Past

May 1, 2001 - August 16, 2002

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

February 5, 2001 - May 1, 2001

JPMSI

CRD#: 15733

NEW YORK, NY

Past

September 20, 2000 - February 5, 2001

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/19/2011)

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Exams

State Security Law Exam

IAR

Series 65

Date: 9/9/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/3/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/19/2000

General Securities Representative Examination

Current Firm

ALLIED VALUE, LLC

ALLIED VALUE LLC | ALLIED VALUE, LLC

CRD#: 153965 / SEC#:

California

Registered Investment Advisory firm - (10/6/2010 Approved)

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Contact information

Main Address

4614 California Street Box1, San Francisco, CA 94118

Mailing Address

P.o. Box 590453, San Francisco, CA 94159

Phone number

(415) 351-8385

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	12
AUM (Assets Under Management)	$ 4,001,637

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Paul Schwarzbach

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Schwarzbach's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLIED VALUE, LLC

ALLIED VALUE, LLC

J.P. MORGAN SECURITIES INC.

JPMSI

J.P. MORGAN SECURITIES INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/9/2010

Series 63

Date: 1/3/2001

Series 7

Date: 9/19/2000

Current Firm

ALLIED VALUE, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ALLIED VALUE, LLC

TRUST BUT VERIFY

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