JC
Jack M. Cayce
APOLLON WEALTH MANAGEMENT
Atlanta, GA 30326
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CRD#: 4189311
JC
Professional summary
Jack Matthew Cayce, who also goes by J. M Cayce, J. M. Cayce, Matt Cayce, is a registered financial advisor currently at APOLLON WEALTH MANAGEMENT, LLC located in Atlanta, Georgia and PURSHE KAPLAN STERLING INVESTMENTS located in Mt. Pleasant, South Carolina.
Jack is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Jack has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
J. M Cayce | J. M. Cayce | Matt Cayce
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. INSURANCE AGENT; POSITION: OWNER; NATURE: LIFE, DISABILITY AND FIXED ANNUITY SALES; INVESTMENT RELATED; NUMBER OF HOURS: 20; SECURITIES TRADING HOURS: 10; START DATE: 08/25/2016; 679 Pathview Ct Dacula Georgia30019; DESCRIPTION: PROVIDING INSURANCE SOLUTIONS FOR CLIENTS WHEN THEY ARE NEEDED. 2. APOLLON WEALTH MANAGEMENT DBA CATALYST APOLLON; POSITION: WEALTH ADVISOR; NATURE: SEC-REGISTERED INVESTMENT ADVISOR; INVESTMENT RELATED; NUMBER OF HOURS: 160; SECURITIES TRADING HOURS: 130; START DATE: 5/12/2023; AT REGISTERED LOCATION; DESCRIPTION: INVESTMENT ADVICE, RETIREMENT PLANNING. || 3. Impact Partnership. Investment Related. 550 George Busbee Pkwy NW Suite 450, Kennesaw, GA 30144. Fixed Insurance. Agent. 4/19/2018. 15 HRS 8. 15 HRS 9. PROVIDING INSURANCE SOLUTIONS FOR CLIENTS WHEN THEY ARE NEEDED. 4. PKSF 2. Investment Related - Yes 3. See office of employment 4. Fixed Insurance 5. Agent 6. 1/2023 7. 20hrs 8. 20 hrs 9. Provide insurance advice to based on the needs of client(s).
CRS (Client Relationship Summary) - RIA
Click below to view Jack Matthew Cayce's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 12, 2023 - Present
APOLLON WEALTH MANAGEMENT, LLC
Office #1: 3344 Peachtree Road Ne, Suite 2600, Atlanta, GA 30326RIA
CRD#: 291902
Atlanta, GA
Current
January 23, 2023 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 111 Coleman Blvd Suite 402, Mt. Pleasant, SC 29464BD
CRD#: 35747
Mt. Pleasant, SC
Past
May 3, 2018 - December 13, 2023
CATALYST WEALTH MANAGEMENT
RIA
CRD#: 291138
ATLANTA, GA
Past
May 18, 2016 - July 11, 2018
KALOS MANAGEMENT
RIA
CRD#: 133025
Atlanta, GA
Past
May 16, 2016 - October 3, 2022
KALOS CAPITAL, INC.
BD
CRD#: 44337
Atlanta, GA
Past
February 26, 2013 - May 27, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
CHAMBLEE, GA
Past
February 26, 2013 - May 27, 2016
LPL FINANCIAL LLC
BD
CRD#: 6413
CHAMBLEE, GA
Past
December 2, 2011 - March 4, 2013
NEW ENGLAND SECURITIES
RIA
CRD#: 615
ATLANTA, GA
Past
November 15, 2011 - March 4, 2013
NEW ENGLAND SECURITIES
BD
CRD#: 615
ATLANTA, GA
Past
May 1, 2003 - November 17, 2011
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
ATLANTA, GA
Past
March 17, 2003 - November 17, 2011
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
ATLANTA, GA
Past
January 2, 2002 - March 25, 2003
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
June 15, 2000 - January 2, 2002
THE ROBINSON-HUMPHREY COMPANY, LLC
BD
CRD#: 723
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
APOLLON WEALTH MANAGEMENT, LLC
ADI DASSLER INTERNATIONAL FAMILY OFFICE | WESTSIDE WEALTH MANAGEMENT OF APOLLON | WEALTH EMPOWERMENT FINANCIAL GROUP | TREE CITY ADVISORS OF APOLLON | TELOS WEALTH ADVISORS | SUNSHINE WEALTH ADVISORS, LLC | PROPER WEALTH MANAGEMENT | PRISM ADVISORY GROUP | PODESTA CAPITAL APOLLON | PIERSHALE FINANCIAL GROUP OF APOLLON | PELLEY GROUP OF APOLLON | LIVETRAC | JE WILSON OF APOLLON | JASON YOUNG AND ASSOCIATES | CJL | CJ LAWRENCE, A DIVISION OF APOLLON WEALTH MANAGEMENT | CIC WEALTH | CATALYST APOLLON | CASCADE APOLLON | BLUECHIP WEALTH MANAGEMENT | APOLLON WEALTH MANAGEMENT, LLC | APOLLON NEW ENGLAND | APOLLON BRIDGEMARK
CRD#: 291902 / SEC#: 801-112350
RIA
Registered Investment Advisory firm - (1/22/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/23/2023)
RR
Colorado(2/6/2023)
RR
Florida(1/24/2023)
RR
Georgia(2/2/2023)
IAR
Georgia(5/12/2023)
RR
Indiana(2/3/2023)
RR
New Mexico(2/3/2023)
RR
North Carolina(1/25/2023)
RR
South Carolina(2/6/2023)
RR
Tennessee(6/28/2024)
RR
Texas(1/24/2023)
RR
Virginia(2/2/2023)
RR
Wyoming(7/14/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AW
APOLLON WEALTH MANAGEMENT, LLC
ADI DASSLER INTERNATIONAL FAMILY OFFICE | WESTSIDE WEALTH MANAGEMENT OF APOLLON | WEALTH EMPOWERMENT FINANCIAL GROUP | TREE CITY ADVISORS OF APOLLON | TELOS WEALTH ADVISORS | SUNSHINE WEALTH ADVISORS, LLC | PROPER WEALTH MANAGEMENT | PRISM ADVISORY GROUP | PODESTA CAPITAL APOLLON | PIERSHALE FINANCIAL GROUP OF APOLLON | PELLEY GROUP OF APOLLON | LIVETRAC | JE WILSON OF APOLLON | JASON YOUNG AND ASSOCIATES | CJL | CJ LAWRENCE, A DIVISION OF APOLLON WEALTH MANAGEMENT | CIC WEALTH | CATALYST APOLLON | CASCADE APOLLON | BLUECHIP WEALTH MANAGEMENT | APOLLON WEALTH MANAGEMENT, LLC | APOLLON NEW ENGLAND | APOLLON BRIDGEMARK
CRD#: 291902 / SEC#: 801-112350
RIA
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Contact information
Main Address
111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464
Mailing Address
Phone number
(843) 579-0018
Established
Firm type
Fiscal year end
# of Employees
179
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 20,798 |
| AUM (Assets Under Management) | $ 7,720,756,861 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
