Steven D. Phillips
Professional summary
Steven Dewayne Phillips is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Steven is registered as a RR (Registered Representative) and started their career in finance in 2000. Steven has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven Dewayne Phillips's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 25, 2017 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901January 7, 2015 - March 16, 2017
NATIONWIDE SECURITIES, LLC
May 28, 2009 - December 31, 2014
NATIONWIDE SECURITIES, LLC
October 20, 2000 - May 8, 2009
FARMERS FINANCIAL SOLUTIONS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/31/2017)
(9/8/2017)
(7/27/2017)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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