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PZ

Pablo Zuanic

ZUANIC & ASSOCIATES
Marlton, NJ 08053
Some features on this profile are disabled
CRD#: 4189246
PZ

Professional summary

Pablo Zuanic, who also goes by Pablo Ernesto Zuanic, is a registered financial advisor currently at ZUANIC & ASSOCIATES located in Marlton, New Jersey.

Pablo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Pablo has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 87, Series 86 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Pablo Ernesto Zuanic

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Pablo Zuanic's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 13, 2023 - Present

ZUANIC & ASSOCIATES

Office #1: Five Greentree Centre 525 Rte 73 N 525 Route 73 N Ste 104, Marlton, NJ 08053
RIA
CRD#: 327433
Marlton, NJ
Past

September 3, 2019 - March 14, 2023

CANTOR FITZGERALD & CO.

BD
CRD#: 134
NEW YORK, NY
Past

February 27, 2015 - January 30, 2019

SUSQUEHANNA FINANCIAL GROUP, LLLP

BD
CRD#: 35865
NEW YORK, NY
Past

August 23, 2010 - June 3, 2014

PANMURE LIBERUM INC

BD
CRD#: 148135
NEW YORK, NY
Past

October 1, 2008 - April 1, 2010

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

May 1, 2001 - October 1, 2008

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
NEW YORK, NY
Past

May 25, 2000 - May 1, 2001

JPMSI

BD
CRD#: 15733
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New Jersey
(11/13/2023)
IAR
New York
(12/11/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/6/2023
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 7/19/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 87
Date: 4/6/2005
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 86
Date: 3/18/2005
Research Analyst Exam - Part I Analysis Module
General Industry/Product Exam
RR
Series 7
Date: 5/24/2000
General Securities Representative Examination

Current Firm

Z&
ZUANIC & ASSOCIATES
ZUANIC & ASSOCIATES | ZUANIC & ASSOCIATES LLC

CRD#: 327433 / SEC#:

New Jersey
Registered Investment Advisory firm - (11/13/2023 Approved)
New York
Registered Investment Advisory firm - (12/11/2023 Approved)
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Contact information

Main Address
Five Greentree Centre 525 Rte 73 N 525 Route 73 N Ste 104, Marlton, NJ 08053
Mailing Address
Phone number
(917) 557-1020
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ZUANIC & ASSOCIATES

CRD#: 327433Marlton, NJ 08053

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