Joel Kunkel
Professional summary
Joel Kunkel, who also goes by Joel W Kunkel Jr., is a registered financial professional currently at TD SECURITIES (USA) LLC located in New York, New York.
Joel is registered as a RR (Registered Representative) and started their career in finance in 2002. Joel has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joel Kunkel's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 24, 2014 - Present
TD SECURITIES (USA) LLC
Office #1: One Vanderbilt Avenue, New York, NY 10017August 15, 2011 - June 15, 2012
J.P. MORGAN SECURITIES LLC
May 1, 2008 - December 31, 2010
ING FINANCIAL MARKETS LLC
October 22, 2003 - April 3, 2008
CITIGROUP GLOBAL MARKETS INC.
March 25, 2002 - October 17, 2003
CITICORP INVESTMENT SERVICES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/24/2014)
Exams
FINRA
Nasdaq Stock Market
Current Firm
TD SECURITIES (USA) LLC
CRD#: 18476 / SEC#: , 8-36747
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TORONTO DOMINION HOLDINGS (U.S.A.), INC. | PARENT | |
| BROADBERY, MICHAEL | CHIEF COMPLIANCE OFFICER | 6947899 |
| GIBSON, GLENN | CHIEF EXECUTIVE OFFICER | 5659024 |
| JENKINS, CHRISTINE J | FINANCIAL & OPERATIONS PRINCIPAL | 4911933 |
| ORTIZ, JORGE LUIS | CHIEF FINANCIAL OFFICER | 2725922 |
| PETROU, CHRISTINA A | CHIEF OPERATING OFFICER | 4007468 |
Disclosures
| Regulatory Event | 20 |
| Criminal | 1 |
Red Flags
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