Craig L. Carson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Craig Lee Carson, who also goes by C. Chance Carson, Chance Carson, was a registered financial professional .
Craig is a previously registered financial professional and started their career in finance in 1972. Craig had worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 41, PC, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 18, 2003 - December 31, 2022
INTERVEST INTERNATIONAL, INC.
December 2, 2003 - December 31, 2022
INTERVEST INTERNATIONAL EQUITIES CORPORATION
November 26, 2003 - December 2, 2003
INTERVEST INTERNATIONAL, INC.
November 15, 2001 - December 9, 2003
KEYBANC CAPITAL MARKETS INC.
March 30, 2001 - December 9, 2003
KEYBANC CAPITAL MARKETS INC.
September 4, 1990 - April 30, 2001
WELLS FARGO CLEARING SERVICES, LLC
September 25, 1974 - September 4, 1990
BOETTCHER & COMPANY, INC.
May 16, 1974 - September 12, 1974
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
October 24, 1972 - September 4, 1990
BOETTCHER & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 41
Date: 10/19/1982
NYSE Allied Member ExaminationPC
Date: 7/19/1977
AMEX Put and Call ExamSeries 1
Date: 10/11/1972
Registered Representative ExaminationSeries 40
Date: 2/25/1977
Registered Principal ExaminationCurrent Firm
INTERVEST INTERNATIONAL, INC.
CRD#: 111516 / SEC#: 801-66615
Contact information
Regulatory assets under management
| Total Number of Accounts | 356 |
| AUM (Assets Under Management) | $ 39,933,048 |
Red Flags
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