Rebecca E. Brown
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rebecca Elisabeth Brown, CFP® was a registered financial professional .
Rebecca is a previously registered financial professional and started their career in finance in 2000. Rebecca had worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2006
Experience
August 28, 2024 - September 25, 2025
STONEHAVEN, LLC
October 5, 2021 - September 7, 2022
COMMONWEALTH FINANCIAL NETWORK
July 1, 2010 - July 14, 2021
ALPS DISTRIBUTORS, INC.
January 4, 2006 - June 30, 2010
FORESIDE FUNDS DISTRIBUTORS LLC
June 6, 2005 - January 3, 2006
FORESIDE DISTRIBUTION SOLUTIONS, LLC
September 21, 2004 - April 27, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 14, 2003 - October 4, 2004
SANFORD C. BERNSTEIN & CO., LLC
December 10, 2001 - October 22, 2003
GROVE POINT INVESTMENTS, LLC
June 8, 2000 - December 10, 2001
MAIN STREET MANAGEMENT COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
STONEHAVEN, LLC
CRD#: 118913 / SEC#: , 8-53699
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
