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BS

Brett M. Sibley

ONE VANDERBILT SECURITIES
New York, NY 10017
Some features on this profile are disabled
CRD#: 4189024
BS
Brett M SibleyONE VANDERBILT SECURITIES

Professional summary

Brett M Sibley is a registered financial professional currently at ONE VANDERBILT SECURITIES LLC located in New York, New York.

Brett is registered as a RR (Registered Representative) and started their career in finance in 2002. Brett has worked at 7 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brett M Sibley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 7, 2026 - Present

ONE VANDERBILT SECURITIES LLC

Office #1: 1 Vanderbilt Ave 65th Floor, New York, NY 10017
BD
CRD#: 332860
New York, NY
Past

March 12, 2018 - May 27, 2025

BNP PARIBAS SECURITIES CORP.

BD
CRD#: 15794
NEW YORK, NY
Past

June 19, 2012 - July 9, 2018

BNP PARIBAS PRIME BROKERAGE, INC.

BD
CRD#: 24962
NEW YORK, NY
Past

June 24, 2011 - December 12, 2011

MF GLOBAL INC.

BD
CRD#: 6731
NEW YORK, NY
Past

January 30, 2009 - June 27, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

April 23, 2004 - February 2, 2009

BANC OF AMERICA SECURITIES LLC

BD
CRD#: 26091
NEW YORK, NY
Past

December 16, 2002 - May 21, 2004

HSBC SECURITIES (USA) INC.

BD
CRD#: 19585
NEW YORK CITY, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Massachusetts
(8/10/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 8/21/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/14/2002
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

OV
ONE VANDERBILT SECURITIES LLC
ONE VANDERBILT SECURITIES LLC | STONE RIDGE SECURITIES LLC

CRD#: 332860 / SEC#: , 8-71289

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
1 Vanderbilt Avenue 65th Floor, New York, NY, 10017
Mailing Address
1 Vanderbilt Avenue 65th Floor, New York, NY, 10017
Phone number
(212) 257-4750
Established
Delaware since 08/05/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
STONE RIDGE HOLDINGS GROUP LPMANAGING MEMBER
GERMAIN, PAULPRESIDENT2931495
PROSKIN, DAVID SCFO5062532
WHITNEY, DANIEL WILLIAMCHIEF COMPLIANCE OFFICER7033930

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ONE VANDERBILT SECURITIES LLC

CRD#: 332860New York, NY 10017

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