Paul G. Ullmann
TRUIST ADVISORY SERVICES
HUNT VALLEY, MD 21030
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CRD#: 4188742
Professional summary
Paul G Ullmann, CFP® is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Hunt Valley, Maryland and TRUIST INVESTMENT SERVICES, INC. located in Hunt Valley, Maryland.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Paul has worked at 4 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
THE CHILDREN'S HOME / 205 BLOOMSBURY AVE CATONSVILLE,MD 21228 / RESIDENTAL CARE FACILITY / MEMBER OF BOARD OF DIRECTORS / / TREASURER / START DATE 7/1/2013
CRS (Client Relationship Summary) - RIA
Click below to view Paul G Ullmann's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2020
Experience
Current
September 13, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 307 International Cir Ste 600, Hunt Valley, MD 21030RIA
CRD#: 283390
HUNT VALLEY, MD
Current
December 4, 2015 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 307 International Cir Ste 600, Hunt Valley, MD 21030BD
CRD#: 17499
HUNT VALLEY, MD
Past
December 4, 2015 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
BALTIMORE, MD
Past
March 9, 2007 - December 15, 2015
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
HUNT VALLEY, MD
Past
March 9, 2007 - December 15, 2015
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
HUNT VALLEY, MD
Past
January 30, 2001 - March 12, 2007
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
HUNT VALLEY, MD
Past
July 11, 2000 - March 12, 2007
MORGAN STANLEY DW INC.
BD
CRD#: 7556
HUNT VALLEY, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/2/2020)
RR
Arizona(1/5/2016)
RR
Arkansas(2/25/2022)
RR
California(12/4/2015)
RR
Colorado(12/4/2015)
RR
Connecticut(4/14/2021)
RR
Delaware(12/4/2015)
IAR
Delaware(3/25/2025)
RR
District of Columbia(12/4/2015)
RR
Florida(12/4/2015)
RR
Georgia(2/7/2019)
RR
Idaho(3/21/2023)
RR
Illinois(7/26/2016)
RR
Indiana(12/4/2015)
RR
Kansas(3/21/2023)
RR
Kentucky(3/21/2023)
RR
Louisiana(12/4/2015)
IAR
Louisiana(4/9/2018)
RR
Maine(3/21/2023)
RR
Maryland(12/4/2015)
IAR
Maryland(9/13/2016)
RR
Massachusetts(12/4/2015)
RR
Michigan(9/2/2020)
RR
Minnesota(3/21/2023)
RR
Missouri(12/4/2015)
RR
Montana(9/2/2020)
RR
Nevada(8/24/2020)
RR
New Hampshire(12/4/2015)
RR
New Jersey(12/4/2015)
RR
New York(12/4/2015)
RR
North Carolina(12/4/2015)
RR
Ohio(12/4/2015)
RR
Oregon(1/5/2016)
RR
Pennsylvania(12/4/2015)
RR
Rhode Island(1/4/2016)
IAR
Rhode Island(4/15/2019)
RR
South Carolina(12/4/2015)
RR
South Dakota(4/14/2025)
RR
Tennessee(4/9/2019)
RR
Texas(12/4/2015)
IAR
Texas(3/13/2017)
RR
Utah(9/2/2020)
RR
Virginia(12/4/2015)
RR
Washington(12/4/2015)
RR
West Virginia(7/10/2020)
RR
Wisconsin(9/2/2020)
RR
Wyoming(9/2/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Hunt Valley, MD 21030TRUST BUT VERIFY
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