Rodolfo N. Oropeza

CROSSWELL FAMILY WEALTH ADVISORS

The Woodlands, TX

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CRD#: 4188674

Professional summary

Rodolfo Nmi Oropeza, who also goes by Rodolfo Oropeza, is a registered financial advisor currently at CROSSWELL FAMILY WEALTH ADVISORS located in The Woodlands, Texas.

Rodolfo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Rodolfo has worked at 3 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rodolfo Oropeza

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Rodolfo Oropeza is a licensed insurance agent, inv. related, 2015, 1 hour a month. Rodolfo Oropeza performs general business management consulting services for a family office (2017) and is a member of Crosswell Consulting Services, LLC (2024) which provides general business management consulting services. He advises on general business matters and coordinates tasks for the family office. Time spent on these activities is approximately 40-50 hours a month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rodolfo Nmi Oropeza's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 21, 2009 - Present

CROSSWELL FAMILY WEALTH ADVISORS

RIA

CRD#: 150076

The Woodlands, TX

Past

December 2, 2005 - February 1, 2008

INSIGHT SECURITIES, INC.

CRD#: 5611

SAN ANTONIO, TX

Past

March 4, 2002 - May 29, 2002

INTERCONTINENTAL ASSET MANAGEMENT GROUP, LTD.

CRD#: 22408

SAN ANTONIO, TX

Past

June 28, 2000 - March 21, 2001

INTERCONTINENTAL ASSET MANAGEMENT GROUP, LTD.

CRD#: 22408

SAN ANTONIO, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(4/21/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/30/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/19/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/27/2000

General Securities Representative Examination

Current Firm

CROSSWELL FAMILY WEALTH ADVISORS

CROSSWELL ADVISORS, LLC | CROSSWELL FAMILY WEALTH ADVISORS

CRD#: 150076 / SEC#: 801-70119

RIA

Registered Investment Advisory firm - (9/4/2009 Terminated)

Texas

Registered Investment Advisory firm - (8/26/2009 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

The Woodlands, TX

Mailing Address

Phone number

(346) 800-1801

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	80
AUM (Assets Under Management)	$ 72,211,454

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Rodolfo N. Oropeza

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rodolfo Nmi Oropeza's CRS (Customer Relationship Summary).

Certified licenses

Experience

CROSSWELL FAMILY WEALTH ADVISORS

INSIGHT SECURITIES, INC.

INTERCONTINENTAL ASSET MANAGEMENT GROUP, LTD.

INTERCONTINENTAL ASSET MANAGEMENT GROUP, LTD.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/30/2006

Series 63

Date: 7/19/2000

Series 7

Date: 6/27/2000

Current Firm

CROSSWELL FAMILY WEALTH ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CROSSWELL FAMILY WEALTH ADVISORS

TRUST BUT VERIFY

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