Gloria J. Bommarrito

AXIOM FINANCIAL STRATEGIES GROUP

NEW ALBANY, IN 47150

Some features on this profile are disabled

CRD#: 4188655

Professional summary

Gloria Jean Bommarrito, who also goes by Gloria Jean Yost, is a registered financial advisor currently at AXIOM FINANCIAL STRATEGIES GROUP, LLC located in New Albany, Indiana and INTEGRITY ALLIANCE, LLC. located in New Albany, Indiana.

Gloria is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Gloria has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gloria Jean Yost

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Gloria Bommarrito is Dually Registered with Axiom Financial Strategies Group, LLC as an Investment Advisor Representative and LionStreet Financial, LLC as a Registered Representative. Mrs. Bommarrito has been dually registered since 10/2020. Duties: Support Staff. Approximately 10% of her time is spent as a Registered Representative and the balance as an Investment Advisor Representative. 2. SPRING STREET SOLUTIONS, LLC POSITION: Employee NATURE: provide insurance solutions INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 02/21/2020 ADDRESS: 101 W. Spring Street, 5th Floor, New Albany IN 47150, United States DESCRIPTION: support staff

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gloria Jean Bommarrito's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 3, 2020 - Present

AXIOM FINANCIAL STRATEGIES GROUP, LLC

Office #1: 101 W. Spring Street 5th Floor, New Albany, IN 47150

RIA

CRD#: 306618

NEW ALBANY, IN

Current

November 3, 2025 - Present

INTEGRITY ALLIANCE, LLC.

Office #1: 101 W Spring Street 5th Floor, New Albany, IN 47150

RIA

CRD#: 139627

NEW ALBANY, IN

Past

October 14, 2020 - November 3, 2025

LION STREET FINANCIAL, LLC

CRD#: 165828

NEW ALBANY, IN

Past

March 27, 2009 - February 28, 2020

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

NEW ALBANY, IN

Past

March 27, 2009 - February 28, 2020

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

NEW ALBANY, IN

Past

January 22, 2004 - April 8, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

NEW ALBANY, IN

Past

April 11, 2003 - April 8, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW ALBANY, IN

Past

August 14, 2000 - April 16, 2003

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

June 14, 2000 - August 14, 2000

J.C. BRADFORD & CO.

CRD#: 1287

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AXIOM FINANCIAL STRATEGIES GROUP, LLC

CRD#: 306618 / SEC#: 801-117878

RIA

Registered Investment Advisory firm - (1/2/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Indiana
(4/3/2020)

Indiana
(11/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/27/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/12/2000

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

AXIOM FINANCIAL STRATEGIES GROUP, LLC

CRD#: 306618 / SEC#: 801-117878

RIA

Registered Investment Advisory firm - (1/2/2020 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

101 W. Spring Street 5th Floor, New Albany, IN 47150

Mailing Address

Phone number

(812) 913-7701

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AXIOM WRAP BROCHURE 2022.06.13 (3/12/2025)

AXIOM ADV PART 2A 2022.06.13 (3/12/2025)

Regulatory assets under management

Total Number of Accounts	1,414
AUM (Assets Under Management)	$ 372,850,842

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Trishul Patel

INVESTING FOREVER ADVISORY

IAR

West Palm Beach, FL

Troy Wootton

EDWARD JONES

IAR

Sugar Land, TX

Andrew Katzenberger

KATZ CAPITAL ADVISORS

IAR

CALDWELL, ID

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Gloria J. Bommarrito

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gloria Jean Bommarrito's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTEGRITY ALLIANCE, LLC.

LION STREET FINANCIAL, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

UBS FINANCIAL SERVICES INC.

J.C. BRADFORD & CO.

Primary Firm SEC Registration

AXIOM FINANCIAL STRATEGIES GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/27/2007

SIE

Date: 10/1/2018

Series 7

Date: 6/12/2000

FINRA

Current Firm

AXIOM FINANCIAL STRATEGIES GROUP, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AXIOM FINANCIAL STRATEGIES GROUP, LLC

TRUST BUT VERIFY

Similar Advisors