James Michael Walden
Professional Summary
James Michael Walden, who also goes by Jim Walden, is a registered financial advisor currently at CLAYTON WEALTH PARTNERS located in Topeka, Kansas. James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. James has worked at 2 firms.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jim Walden
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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KEY INVESTMENT SERVICES LLC
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
7 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
CLAYTON FINANCIAL SERVICES INC | CLAYTON WEALTH PARTNERS
Contact Information
Main Address
716 South Kansas Avenue, Topeka, KS 66603-3808Phone Number
(785) 232-3266# of Employees
14SEC notice filing (14 States and Territories)
Registered to provide investment advisory services in 14 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,876AUM (Assets Under Management)
$909,816,483Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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MORGAN STANLEY
KEY INVESTMENT SERVICES LLC
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Primary Firm SEC Registration
CLAYTON FINANCIAL SERVICES INC | CLAYTON WEALTH PARTNERS
State Registrations and Notice Filings
(2/11/2022)
(2/11/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view James Michael Walden's CRS (Customer Relationship Summary).
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