Albert P. Losco

CETERA INVESTMENT ADVISERS LLC | Financial Advisor

LAFAYETTE, NJ 07848

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CRD#: 4188363

Professional summary

Albert Patrick Losco is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Lafayette, New Jersey and CETERA INVESTMENT SERVICES LLC located in Lafayette, New Jersey.

Albert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Albert has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. BRANCH MANAGER FOR PROVIDENT BANK 2. PRESIDENT OF THE GLEN HARBOR HOMEOWNERS ASSOCIATION

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Albert Patrick Losco's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 1, 2024 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 37 Rt 15, Lafayette, NJ 07848

RIA

CRD#: 105644

LAFAYETTE, NJ

Current

June 28, 2024 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 37 Rt 15, Lafayette, NJ 07848

CRD#: 15340

LAFAYETTE, NJ

Past

May 24, 2016 - July 1, 2024

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

LAFAYETTE, NJ

Past

May 4, 2016 - July 1, 2024

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

Hackensack, NJ

Past

August 29, 2012 - May 9, 2016

ESSEX NATIONAL SECURITIES, LLC

RIA

CRD#: 25454

NAPA, CA

Past

August 29, 2012 - May 9, 2016

ESSEX NATIONAL SECURITIES, LLC

CRD#: 25454

NAPA, CA

Past

May 7, 2012 - August 20, 2012

LPL FINANCIAL LLC

RIA

CRD#: 6413

WALDWICK, NJ

Past

May 7, 2012 - August 20, 2012

LPL FINANCIAL LLC

CRD#: 6413

WALDWICK, NJ

Past

August 15, 2011 - May 3, 2012

CAPITAL ONE FINANCIAL ADVISORS LLC

RIA

CRD#: 127236

MELVILLE, NY

Past

June 11, 2004 - May 3, 2012

CAPITAL ONE INVESTMENT SERVICES LLC

CRD#: 25658

NUTLEY, NJ

Past

October 2, 2003 - June 2, 2004

INVEST FINANCIAL CORPORATION

CRD#: 12984

APPLETON, WI

Past

December 11, 2001 - September 30, 2003

ESSEX NATIONAL SECURITIES, LLC

CRD#: 25454

NAPA, CA

Past

June 2, 2000 - May 3, 2001

DIME SECURITIES, INC.

CRD#: 28955

BROOKLYN, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Delaware
(2/26/2025)

Florida
(8/21/2024)

New Hampshire
(4/16/2025)

New Jersey
(6/28/2024)

IAR

New Jersey
(7/1/2024)

New York
(7/18/2024)

North Carolina
(9/16/2024)

Pennsylvania
(11/21/2024)

Tennessee
(9/16/2025)

Virginia
(10/1/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/11/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/9/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/8/2009

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/1/2000

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Firm Stability Insights

Albert P. Losco

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Albert Patrick Losco's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT SERVICES LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

ESSEX NATIONAL SECURITIES, LLC

ESSEX NATIONAL SECURITIES, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CAPITAL ONE FINANCIAL ADVISORS LLC

CAPITAL ONE INVESTMENT SERVICES LLC

INVEST FINANCIAL CORPORATION

ESSEX NATIONAL SECURITIES, LLC

DIME SECURITIES, INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/11/2011

Series 63

Date: 10/9/2004

SIE

Date: 10/1/2018

Series 7

Date: 5/8/2009

Series 6

Date: 6/1/2000

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

Contact information

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