Latunya S. Hanley
Professional summary
Latunya Shanta Hanley, who also goes by Latunya S Hanley, Latunya Shanta Hanley, Latunya Hanley, Latunya S Rivers, Latunya Shanta Rivers, Latunya Rivers, is a registered financial advisor currently at THRIVENT ADVISOR NETWORK, LLC located in Rowlett, Texas and THRIVENT INVESTMENT MANAGEMENT INC. located in Rowlett, Texas.
Latunya is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Latunya has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Latunya Shanta Hanley's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Latunya Shanta Hanley's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 19, 2022 - Present
THRIVENT ADVISOR NETWORK, LLC
May 8, 2024 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
May 8, 2024 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 600 Portland Ave S, Minneapolis, MN 55415September 26, 2022 - March 21, 2024
PURSHE KAPLAN STERLING INVESTMENTS
July 11, 2020 - July 15, 2022
AVANTAX ADVISORY SERVICES
July 9, 2020 - July 15, 2022
AVANTAX INVESTMENT SERVICES, INC.
March 19, 2020 - June 30, 2020
TD AMERITRADE, INC.
April 15, 2019 - March 11, 2020
J.P. MORGAN SECURITIES LLC
April 9, 2019 - March 11, 2020
J.P. MORGAN SECURITIES LLC
August 7, 2008 - December 19, 2018
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
July 10, 2007 - December 19, 2018
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
June 7, 2006 - June 11, 2007
TD AMERITRADE, INC.
June 20, 2005 - September 16, 2005
IDS LIFE INSURANCE COMPANY
June 20, 2005 - September 16, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
June 29, 2000 - August 27, 2004
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
THRIVENT INVESTMENT MANAGEMENT INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/19/2022)
(5/9/2024)
Exams
FINRA
Current Firm
THRIVENT INVESTMENT MANAGEMENT INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
