John C. Mann

TRINITY WEALTH MANAGEMENT

Berwyn, PA 19312

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CRD#: 4188154

Professional summary

John Charles Mann, CFP®, who also goes by Charles Mann, Charlie Mann, J. Charles Mann, is a registered financial advisor currently at TRINITY WEALTH MANAGEMENT, LLC located in Berwyn, Pennsylvania.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. John has worked at 5 firms and has passed the Series 66, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Charles Mann | Charlie Mann | J. Charles Mann

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 7/8/2011 - OTHER-EDUCATIONAL SEMINARS - TRINITY FINANCIAL EDUCATION - CONDUCTING EDUCATIONAL CLASSES THROUGH FMT SOLUTIONS. ATTENDEES PAY $49 TO ATTEND THE CLASS WHICH COVERS THE COST OF EDUCATIONAL MATERIALS AND CLASSROOM RENTAL. - TIME SPENT 10%

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Charles Mann's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2014

Experience

Current

February 18, 2014 - Present

TRINITY WEALTH MANAGEMENT, LLC

Office #1: 899 Cassatt Road Suite 120, Berwyn, PA 19312

RIA

CRD#: 169216

Berwyn, PA

Past

July 18, 2012 - February 25, 2014

PRIVATE ADVISOR GROUP, LLC

RIA

CRD#: 155216

BERWYN, PA

Past

October 14, 2005 - February 21, 2014

LPL FINANCIAL LLC

CRD#: 6413

BERWYN, PA

Past

June 3, 2002 - September 2, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

June 28, 2000 - July 9, 2001

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRINITY WEALTH MANAGEMENT, LLC

CRD#: 169216 / SEC#: 801-114053

RIA

Registered Investment Advisory firm - (9/25/2018 Approved)

Pennsylvania

Registered Investment Advisory firm - (10/4/2018 Terminated)

Texas

Registered Investment Advisory firm - (9/26/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(2/18/2014)

IAR

Texas
(3/18/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/3/2000

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 6/27/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/23/2007

General Securities Principal Examination

Current Firm

TRINITY WEALTH MANAGEMENT, LLC

CRD#: 169216 / SEC#: 801-114053

RIA

Registered Investment Advisory firm - (9/25/2018 Approved)

Pennsylvania

Registered Investment Advisory firm - (10/4/2018 Terminated)

Texas

Registered Investment Advisory firm - (9/26/2018 Terminated)

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Contact information

Main Address

899 Cassatt Road Suite 120, Berwyn, PA 19312

Mailing Address

Phone number

(610) 296-2020

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (8/13/2025)

Regulatory assets under management

Total Number of Accounts	631
AUM (Assets Under Management)	$ 304,363,692

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John C. Mann

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Charles Mann's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE ADVISOR GROUP, LLC

LPL FINANCIAL LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

TRINITY WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/3/2000

Series 7

Date: 6/27/2000

Series 24

Date: 8/23/2007

Current Firm

TRINITY WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRINITY WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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