JM
John A. Marcelia
M GROUP
Winter Garden, FL
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CRD#: 4187580
JM
Professional summary
John Andrew Marcelia, AIF® is a registered financial advisor currently at M GROUP located in Winter Garden, Florida and LPL FINANCIAL LLC located in Medford, Oregon.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. John has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 11/19/2013: NON-VARIABLE INSURANCE - M Group Investment Advisor, M GROUP WEALTH AND INSURANCE, Oregon Health Exchange - 1584 Resolute St, Celebration Fl 34747 - NON-VARIABLE INSURANCE - 20% OF TIME SPENT - AGENT; INSURANCE OFFERED: HEALTH, DENTAL, VISION, SUPPLEMENTAL, LTC, FIXED ANNUITIES. 2. 7/2/2014: DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - M GROUP - INV REL - 401 CRATER LAKE AVE, SUITE 5, MEDFORD, OR 97504 - 160 HR/MO 5 DURING SECS TRDG HRS - STARTED 11/19/2013. 3. 7/11/2014: INSURANCE AGENCY - M GROUP WEALTH & INSURANCE LLC - INV REL - 401 CRATER LAKE AVE, SUITE 5, MEDFORD, OR 97504 - STARTED 06/15/2014 - 5 HR/MO 1 DURING SECS TRDG HRS - AGENT- LIFE HEALTH, DI, LTC, MEDICARE SUPPLEMENT. 4. 7/23/2014: REGISTERED INVESTMENT ADVISOR HYBRID - M GROUP INVESTMENT ADVISOR - STARTED 1/1/2011 - INVESTMENT RELATED - 160 HOURS PER MONTH/100 HOURS DURING TRADING - MEDFORD, OR. 5. 11/24/2014: INSURANCE AGENCY - OREGON HEALTH EXCHANGE - STARTED 11/1/2014 - INVESTMENT RELATED - 5 HOURS PER MONTH/1 HOUR DURING TRADING - MEDFORD, OR. 6. 5/9/2018 - M Group Advisor Holdings Inc - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date:07/01/2017 - 160 Hours Per Month/160 Hours During Trading.
CRS (Client Relationship Summary) - RIA
Click below to view John Andrew Marcelia's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
February 8, 2012 - Present
M GROUP
RIA
CRD#: 160128
Winter Garden, FL
Current
November 19, 2013 - Present
LPL FINANCIAL LLC
Office #1: 3126 State St Suite 107, Medford, OR 97504RIA
BD
CRD#: 6413
Medford, OR
Past
August 28, 2003 - November 19, 2013
KMS FINANCIAL SERVICES, INC.
RIA
CRD#: 3866
MEDFORD, OR
Past
March 21, 2001 - November 19, 2013
KMS FINANCIAL SERVICES, INC.
BD
CRD#: 3866
MEDFORD, OR
Past
July 7, 2000 - February 9, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MG
M GROUP
M GROUP | M GROUP INVESTMENT ADVISOR, LLC
CRD#: 160128 / SEC#: 801-119994
RIA
Registered Investment Advisory firm - (12/18/2020 Approved)California
Registered Investment Advisory firm - (1/17/2021 Terminated)Florida
Registered Investment Advisory firm - (12/18/2020 Terminated)Oregon
Registered Investment Advisory firm - (12/24/2020 Terminated)Texas
Registered Investment Advisory firm - (12/18/2020 Terminated)Utah
Registered Investment Advisory firm - (2/25/2019 Terminated)Washington
Registered Investment Advisory firm - (1/18/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/19/2013)
RR
California(11/19/2013)
IAR
California(1/8/2014)
RR
Colorado(6/26/2018)
RR
Florida(7/5/2017)
IAR
Florida(4/24/2018)
RR
Idaho(11/19/2013)
RR
Montana(10/1/2018)
RR
Nevada(11/19/2013)
RR
New York(11/7/2018)
IAR
Oregon(2/8/2012)
RR
Oregon(11/19/2013)
RR
Texas(11/19/2013)
IAR
Texas(12/5/2013)
RR
Utah(11/19/2013)
RR
Washington(11/19/2013)
IAR
Washington(1/2/2014)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MG
M GROUP
M GROUP | M GROUP INVESTMENT ADVISOR, LLC
CRD#: 160128 / SEC#: 801-119994
RIA
Registered Investment Advisory firm - (12/18/2020 Approved)California
Registered Investment Advisory firm - (1/17/2021 Terminated)Florida
Registered Investment Advisory firm - (12/18/2020 Terminated)Oregon
Registered Investment Advisory firm - (12/24/2020 Terminated)Texas
Registered Investment Advisory firm - (12/18/2020 Terminated)Utah
Registered Investment Advisory firm - (2/25/2019 Terminated)Washington
Registered Investment Advisory firm - (1/18/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Winter Garden, FL
Mailing Address
Phone number
(541) 708-1922
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 462 |
| AUM (Assets Under Management) | $ 299,628,830 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
