Richard A. Sahatjian

SJHL FINANCIAL GROUP

Wichita, KS 67202

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CRD#: 4187279

Professional summary

Richard Alan Sahatjian, who also goes by Rick Sahatjian, is a registered financial advisor currently at SJHL FINANCIAL GROUP located in Wichita, Kansas.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Richard has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rick Sahatjian

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Senior Business Coach for Swindoll, Janzen, Hawk & Loyd located at in McPherson, KS starting 07/2021 - not investment related - duties include general support to the firm's internal practice areas such tax and audit and occasional general business coaching/consulting to the firm's clients. Spend approximately 10-12 hours per month on this activity during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Alan Sahatjian's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 12, 2024 - Present

SJHL FINANCIAL GROUP

Office #1: 220 W. Douglas, Suite 300, Wichita, KS 67202

RIA

CRD#: 285946

Wichita, KS

Past

June 26, 2000 - May 30, 2001

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SJHL FINANCIAL GROUP

SJHL FINANCIAL GROUP | SJHL FINANCIAL SERVICES, LLC

CRD#: 285946 / SEC#: 801-126251

RIA

Registered Investment Advisory firm - (7/29/2022 Approved)

Kansas

Registered Investment Advisory firm - (8/5/2022 Terminated)

Texas

Registered Investment Advisory firm - (8/5/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(1/12/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/12/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/23/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/21/2000

General Securities Representative Examination

Current Firm

SJHL FINANCIAL GROUP

SJHL FINANCIAL GROUP | SJHL FINANCIAL SERVICES, LLC

CRD#: 285946 / SEC#: 801-126251

RIA

Registered Investment Advisory firm - (7/29/2022 Approved)

Kansas

Registered Investment Advisory firm - (8/5/2022 Terminated)

Texas

Registered Investment Advisory firm - (8/5/2022 Terminated)

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Contact information

Main Address

123 South Main St., Mcpherson, KS 67460

Mailing Address

P.o. Box 1337, Mcpherson, KS 67460

Phone number

(620) 241-1826

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SJHL FINANCIAL ADV PART 2A & 2B V.10.20.25 (10/20/2025)

Regulatory assets under management

Total Number of Accounts	846
AUM (Assets Under Management)	$ 138,651,427

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Richard A. Sahatjian

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Alan Sahatjian's CRS (Customer Relationship Summary).

Certified licenses

Experience

SJHL FINANCIAL GROUP

EDWARD JONES

Primary Firm SEC Registration

SJHL FINANCIAL GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 1/12/2024

Series 63

Date: 6/23/2000

Series 7

Date: 6/21/2000

Current Firm

SJHL FINANCIAL GROUP

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SJHL FINANCIAL GROUP

TRUST BUT VERIFY

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