Elias F. Vera

MORTON WEALTH

Calabasas, CA 91301

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CRD#: 4187200

Professional summary

Elias Franchesco Vera, CFP®, who also goes by Elias F Vera, is a registered financial advisor currently at MORTON WEALTH located in Calabasas, California.

Elias is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Elias has worked at 6 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Elias F Vera

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elias Franchesco Vera's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

October 16, 2023 - Present

MORTON WEALTH

Office #1: 27200 Agoura Road Suite 200, Calabasas, CA 91301

RIA

CRD#: 141250

Calabasas, CA

Past

September 15, 2022 - May 19, 2023

CORIENT

RIA

CRD#: 319448

San Diego, CA

Past

September 25, 2012 - March 31, 2023

DOWLING & YAHNKE, LLC

RIA

CRD#: 107672

SAN DIEGO, CA

Past

May 5, 2005 - June 13, 2005

ROUND HILL SECURITIES, INC.

CRD#: 35223

ALAMO, CA

Past

April 9, 2002 - January 12, 2005

WESTERN SECURITIES CLEARING CORP.

CRD#: 36427

SAN DIEGO, CA

Past

February 14, 2001 - March 30, 2007

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

SAN DIEGO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MORTON WEALTH

MCM, INC. | MORTON WEALTH | MORTON CORE SERVICES | MORTON CAPITAL MANAGEMENT, LLC | MORTON CAPITAL MANAGEMENT

CRD#: 141250 / SEC#: 801-67025

RIA

Registered Investment Advisory firm - (7/1/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/16/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/17/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 55

Date: 9/12/2001

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 2/13/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/26/2002

General Securities Principal Examination

Current Firm

MORTON WEALTH

MCM, INC. | MORTON WEALTH | MORTON CORE SERVICES | MORTON CAPITAL MANAGEMENT, LLC | MORTON CAPITAL MANAGEMENT

CRD#: 141250 / SEC#: 801-67025

RIA

Registered Investment Advisory firm - (7/1/2006 Approved)

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Contact information

Main Address

27200 Agoura Road Suite 200, Calabasas, CA 91301

Mailing Address

Phone number

(818) 222-4727

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MORTON CAPITAL BROCHURE MAY 2020 (5/15/2025)

Regulatory assets under management

Total Number of Accounts	3,622
AUM (Assets Under Management)	$ 2,956,328,474

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/31/2025	Cover Page	Report
10/30/2023	Cover Page	Report
06/21/2023	Cover Page	Report
02/14/2023	Cover Page	Report
11/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Elias F. Vera

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elias Franchesco Vera's CRS (Customer Relationship Summary).

Certified licenses

Experience

CORIENT

DOWLING & YAHNKE, LLC

ROUND HILL SECURITIES, INC.

WESTERN SECURITIES CLEARING CORP.

FIRST ALLIED SECURITIES, INC.

Primary Firm SEC Registration

MORTON WEALTH

State Registrations and Notice Filings

Exams

Series 63

Date: 3/17/2001

Series 55

Date: 9/12/2001

Series 7

Date: 2/13/2001

Series 24

Date: 3/26/2002

Current Firm

MORTON WEALTH

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MORTON WEALTH

TRUST BUT VERIFY

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