CV
Clint R. Verhagen
CETERA INVESTMENT ADVISERS LLC
SOUTH HOLLAND, IL 60473
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CRD#: 4186717
CV
Professional summary
Clint Robert Verhagen is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in South Holland, Illinois and CETERA FINANCIAL SPECIALISTS LLC located in So. Holland, Illinois.
Clint is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Clint has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) RECEIVE RENEWALS/TRAILS ON LTC INSURANCE, FIXED/TERM LIFE INSURANCE, FIXED ANNUITIES, NOT INV REL, 17075 SOUTH PARK AVE SOUTH HOLLAND IL, SINCE 1/2008, SALES 5 HRS/WK: 2) STEPPING STONE FINANCIAL INC, DBA NAME FOR INVESTMENT PRACTICE- INV RELATED: 3)NAME OF OTHER BUSINESS: LIONS CLUB' INVESTMENT RELATED: NO; ADDRESS: 443 E 157TH ST, SOUTH HOLLAND, IL 60473; NATURE OF BUSINESS: SERVICE ORGANIZATION; START DATE: 12/2022; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: ATTEND MEETINGS AND VOLUNTEER SERVICES; 4)NAME OF OTHER BUSINESS: FAMILY LIFE CHRISTIAN PRESCHOOL & DAYCARE; INVESTMENT RELATED: NO; ADDRESS: 15924 S PARK AVE, SOUTH HOLLAND, IL 60473; NATURE OF BUSINESS: SERVICE; START DATE: 12/2022; POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: BOARD OF DIRECTORS VOTE, REVIEW FINANCIALS; 5) NAME OF OTHER BUSINESS: BETHSHAN ASSOCIATION' INVESTMENT RELATED: NO; ADDRESS: 12921 MONITOR AVE, PALOS HEIGHTS, IL 60463; NATURE OF BUSINESS: SERVICE; START DATE: 12/2022; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: 1 OF 2 REQUIRED BANK SIGNERS, REVIEW FINANICALS;
CRS (Client Relationship Summary) - RIA
Click below to view Clint Robert Verhagen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 5, 2008 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 17075 South Park, South Holland, IL 60473RIA
CRD#: 105644
SOUTH HOLLAND, IL
Current
March 5, 2008 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 17075 So. Park Ave., So. Holland, IL 60473BD
CRD#: 10358
So. Holland, IL
Past
November 1, 2000 - March 10, 2008
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
FRANKFORT, IL
Past
May 22, 2000 - March 10, 2008
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
FRANKFORT, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/3/2012)
RR
Arkansas(1/3/2012)
RR
California(1/3/2012)
RR
Colorado(1/3/2012)
RR
Delaware(1/2/2021)
RR
Florida(7/22/2010)
RR
Georgia(8/25/2017)
RR
Idaho(5/29/2025)
RR
Illinois(3/5/2008)
IAR
Illinois(3/5/2008)
RR
Indiana(3/5/2008)
RR
Iowa(1/3/2012)
RR
Kansas(1/2/2021)
RR
Michigan(6/9/2011)
RR
Minnesota(1/3/2012)
RR
Missouri(1/3/2012)
RR
Nevada(2/6/2018)
RR
North Carolina(1/2/2020)
RR
Oklahoma(3/14/2016)
RR
Tennessee(1/3/2012)
RR
Texas(1/3/2012)
IAR
Texas(1/5/2012)
RR
Washington(1/3/2012)
RR
Wisconsin(1/3/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
