Richard L. Mcadams

KINGSBURY CAPITAL INVESTMENT ADVISORS LLC

Orlando, FL

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CRD#: 4186475

Professional summary

Richard Lee Mcadams JR., who also goes by Richard Lee Mcadams Jr. Jr., Richard Lee Mcadams, is a registered financial advisor currently at KINGSBURY CAPITAL INVESTMENT ADVISORS LLC located in Orlando, Florida and CABOT LODGE SECURITIES LLC located in Orlando, Florida.

Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Richard has worked at 12 firms and has passed the Series 66, SIE, Series 31, Series 7, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Richard Lee Mcadams Jr. Jr. | Richard Lee Mcadams

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Legacy Capital Wealth Advisors, LLC, Investment-Related, Orlando, FL, financial services, Partner/Chief Investment Officer, 01/2018, 160 hours per month, 130 hours during trading hours, investment management, client relationship prospect. 2) Kingsbury Capital Investments Advisors, DBA Legacy Capital Wealth Advisors, LLC, Investment-Related, Orlando, FL, financial services, Partner/Chief Investment Officer, 01/2018, 160 hours per month, 130 hours during trading hours, investment management, client relationship prospect.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Lee Mcadams JR.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 7, 2018 - Present

KINGSBURY CAPITAL INVESTMENT ADVISORS LLC

RIA

CRD#: 145658

Orlando, FL

Current

February 18, 2020 - Present

CABOT LODGE SECURITIES LLC

Office #1: 1158 Delaney Ave, Orlando, FL 32806

CRD#: 159712

Orlando, FL

Past

January 19, 2018 - December 31, 2019

KINGSBURY CAPITAL, INC.

CRD#: 7638

Orlando, FL

Past

March 13, 2015 - December 31, 2017

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Orlando, FL

Past

December 9, 2014 - December 31, 2017

CRD#: 7691

WINTER HAVEN, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KINGSBURY CAPITAL INVESTMENT ADVISORS LLC

FINCOR WEALTH MANAGEMENT LLC | LEGACY CAPITAL WEALTH ADVISORS, LLC | KINGSBURY CAPITAL INVESTMENT ADVISORS LLC

CRD#: 145658 / SEC#: 801-118323

RIA

Registered Investment Advisory firm - (4/8/2020 Approved)

Florida

Registered Investment Advisory firm - (4/9/2020 Terminated)

Illinois

Registered Investment Advisory firm - (4/8/2020 Terminated)

Missouri

Registered Investment Advisory firm - (4/9/2020 Terminated)

North Carolina

Registered Investment Advisory firm - (4/9/2020 Terminated)

Ohio

Registered Investment Advisory firm - (4/9/2020 Terminated)

Texas

Registered Investment Advisory firm - (4/9/2020 Terminated)

Wisconsin

Registered Investment Advisory firm - (4/9/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Florida
(5/7/2018)

Florida
(2/20/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/27/2000

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 12/3/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 7/7/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 10/31/2003

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 10/30/2003

General Securities Sales Supervisor - General Module Examination

SRO Registrations

FINRA

Current Firm

KINGSBURY CAPITAL INVESTMENT ADVISORS LLC

FINCOR WEALTH MANAGEMENT LLC | LEGACY CAPITAL WEALTH ADVISORS, LLC | KINGSBURY CAPITAL INVESTMENT ADVISORS LLC

CRD#: 145658 / SEC#: 801-118323

RIA

Registered Investment Advisory firm - (4/8/2020 Approved)

Florida

Registered Investment Advisory firm - (4/9/2020 Terminated)

Illinois

Registered Investment Advisory firm - (4/8/2020 Terminated)

Missouri

Registered Investment Advisory firm - (4/9/2020 Terminated)

North Carolina

Registered Investment Advisory firm - (4/9/2020 Terminated)

Ohio

Registered Investment Advisory firm - (4/9/2020 Terminated)

Texas

Registered Investment Advisory firm - (4/9/2020 Terminated)

Wisconsin

Registered Investment Advisory firm - (4/9/2020 Terminated)

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Contact information

Main Address

Wilmette, IL

Mailing Address

1555 Sherman Ave Suite 346, Evanston, IL 60201

Phone number

(312) 380-5300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KINGSBURY CAPITAL INVESTMENT ADVISORS BROCHURE (3/12/2025)

Regulatory assets under management

Total Number of Accounts	595
AUM (Assets Under Management)	$ 154,451,058

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Richard L. Mcadams

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Lee Mcadams JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

CABOT LODGE SECURITIES LLC

KINGSBURY CAPITAL, INC.

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

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Primary Firm SEC Registration

KINGSBURY CAPITAL INVESTMENT ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/27/2000

SIE

Date: 10/1/2018

Series 31

Date: 12/3/2004

Series 7

Date: 7/7/2000

Series 9

Date: 10/31/2003

Series 10

Date: 10/30/2003

FINRA

Current Firm

KINGSBURY CAPITAL INVESTMENT ADVISORS LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KINGSBURY CAPITAL INVESTMENT ADVISORS LLC

TRUST BUT VERIFY

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