ML
Marc S. Lachance
EMPOWER FINANCIAL SERVICES
Salem, NH 03079
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CRD#: 4185715
ML
Professional summary
Marc Steven Lachance, who also goes by Marc Steven Lachavce, is a registered financial professional currently at EMPOWER FINANCIAL SERVICES, INC. located in Salem, New Hampshire.
Marc is registered as a RR (Registered Representative) and started their career in finance in 2003. Marc has worked at 2 firms and has passed the Series 63, Series 6TO, Series 52TO, SIE, Series 7, Series 4, Series 24, Series 26 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Marc Steven Lachavce
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Marc Steven Lachance's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 24, 2008 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 16 Via Toscana Suite 3040 Third Floor, Salem, NH 03079BD
CRD#: 13109
Salem, NH
Past
May 14, 2007 - September 23, 2008
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
MERRIMACK, NH
Past
May 19, 2003 - November 1, 2005
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SMITHFIELD, RI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/1/2008)
RR
Alaska(11/26/2008)
RR
Arizona(1/16/2009)
RR
Arkansas(1/5/2009)
RR
California(11/24/2008)
RR
Connecticut(11/25/2008)
RR
Delaware(1/9/2009)
RR
Georgia(12/4/2008)
RR
Hawaii(12/26/2008)
RR
Idaho(11/24/2008)
RR
Illinois(11/25/2008)
RR
Indiana(12/2/2008)
RR
Iowa(11/25/2008)
RR
Kansas(11/24/2008)
RR
Kentucky(11/25/2008)
RR
Maine(11/25/2008)
RR
Massachusetts(12/2/2008)
RR
Michigan(12/22/2008)
RR
Minnesota(11/25/2008)
RR
Mississippi(11/25/2008)
RR
Missouri(11/24/2008)
RR
Montana(12/26/2008)
RR
Nebraska(12/3/2008)
RR
Nevada(12/2/2008)
RR
New Hampshire(11/25/2008)
RR
New Jersey(1/2/2009)
RR
New Mexico(1/5/2009)
RR
New York(12/24/2008)
RR
North Carolina(12/2/2008)
RR
North Dakota(11/25/2008)
RR
Oklahoma(12/1/2008)
RR
Oregon(11/25/2008)
RR
Pennsylvania(11/25/2008)
RR
Rhode Island(11/25/2008)
RR
South Carolina(11/26/2008)
RR
South Dakota(12/24/2008)
RR
Tennessee(1/6/2009)
RR
Texas(2/2/2009)
RR
Utah(11/24/2008)
RR
Vermont(12/3/2008)
RR
Virginia(11/25/2008)
RR
Washington(11/24/2008)
RR
West Virginia(2/4/2009)
RR
Wisconsin(11/25/2008)
RR
Wyoming(11/25/2008)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
EF
EMPOWER FINANCIAL SERVICES, INC.
AMERICAN CAPITAL PLANNING, INC. | MAZER, HOWARD BARRY | GWFS EQUITIES, INC. | EMPOWER FINANCIAL SERVICES, INC. | BENEFITSCORP EQUITIES, INC. | BENEFITS COMMUNICATION CORPORATION
CRD#: 13109 / SEC#: , 8-33854
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
8515 E Orchard Road, Greenwood Village, CO 80111
Mailing Address
8525 East Orchard Road 2t3, Greenwood Village, CO, 80111-5002
Phone number
(303) 737-2657
Established
Delaware since 10/12/1984
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY OF AMERICA | SHAREHOLDER | |
| BARRES, STEPHANIE | COMPLIANCE OFFICER | 2203746 |
| BRETON, HUGO | BOARD DIRECTOR | 8128232 |
| CHRISTOLINI, JOHN | CHIEF COMPLIANCE OFFICER | 4141296 |
| COCHRAN, SHANNON MARIE | COMPLIANCE OFFICER | 4948393 |
| CORDISCO, MEREDITH | VP, COMPLIANCE | 8189199 |
| CRAIG, CASEY R | SENIOR VICE PRESIDENT | 4680712 |
| ETTINGER, ROBERT DANIEL | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER, VP, TREASURER | 5593259 |
| HUDSON, BROCKETT RICE | ASSISTANT SECRETARY | 6520983 |
| KAVAN, ADAM | ASSISTANT GENERAL COUNSEL | 7155499 |
| LINTON, RICHARD HENRY JR | EXECUTIVE VICE PRESIDENT AND DIRECTOR | 2107513 |
| MCLEOD, DAVID GEORGE | BOARD DIRECTOR | 3041563 |
| MORRISON, DANIEL ARTHUR | SENIOR VICE PRESIDENT | 4078410 |
| PATEL, PALAK | SECRETARY | 7665103 |
| SECOR, STEPHANIE ANNE | VP, COMPLIANCE | 1454139 |
| SMOLEN, JOSEPH MICHAEL | SENIOR VICE PRESIDENT | 4100909 |
| STILLMAN, STEVEN JAMES | BOARD DIRECTOR | 4870117 |
| WADDELL, CAROL ELAINE | CHAIR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4867556 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EMPOWER FINANCIAL SERVICES, INC.
CRD#: 13109Salem, NH 03079TRUST BUT VERIFY
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