John V. Prinzivalli
Professional summary
John Vincent Prinzivalli is a registered financial professional currently at TSG CAPITAL ADVISORS located in Ronkonkoma, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 2001. John has worked at 9 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Vincent Prinzivalli's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 17, 2024 - Present
TSG CAPITAL ADVISORS
Office #1: 3275 Veterans Memorial Highway Suite B-9, Ronkonkoma, NY 11779August 24, 2012 - July 10, 2020
CAPE SECURITIES INC.
July 18, 2011 - August 24, 2012
SW FINANCIAL
June 12, 2009 - July 5, 2011
FIRST MIDWEST SECURITIES, INC.
May 16, 2007 - June 15, 2009
J.P. TURNER & COMPANY, L.L.C.
April 21, 2005 - May 16, 2007
WESTROCK ADVISORS, INC.
July 17, 2002 - April 25, 2005
J.P. TURNER & COMPANY, L.L.C.
April 19, 2002 - July 26, 2002
MILESTONE FINANCIAL SERVICES, INC.
October 18, 2001 - May 14, 2002
SEABOARD SECURITIES, INC.
June 29, 2001 - October 15, 2001
GLOBAL CAPITAL SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/27/2025)
(12/5/2024)
(12/9/2024)
(3/20/2025)
(1/7/2025)
(1/30/2025)
(2/13/2025)
(1/8/2025)
(12/6/2024)
(1/6/2025)
(2/11/2025)
(12/4/2024)
(3/10/2025)
(3/7/2025)
(2/28/2025)
(12/5/2024)
(1/6/2025)
Exams
Series 7TO
Date: 7/18/2023
General Securities Representative ExaminationSeries 62
Date: 6/28/2001
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
TSG CAPITAL ADVISORS
CRD#: 147509 / SEC#: , 8-67910
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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