Robert S. Guelich

GUELICH CAPITAL MANAGEMENT

ROANOKE, VA 24016

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CRD#: 4185084

Professional summary

Robert Steven Guelich, CFP®, who also goes by Steve Guelich, is a registered financial advisor currently at GUELICH CAPITAL MANAGEMENT, LLC located in Roanoke, Virginia.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Robert has worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Steve Guelich

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

GUELICH FINANCIAL GROUP - AGENT - 2001 FOR INSURANCE. LESS THAN 10 HOURS A MONTH. LIFE, HEALTH, INSURANCE, AND FIXED ANNUITIES - SALES & SERVICE OF INSURANCE PRODUCTS - COMMISSION

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Steven Guelich's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

June 30, 2006 - Present

GUELICH CAPITAL MANAGEMENT, LLC

Office #1: 1401 Franklin Road Sw, Roanoke, VA 24016

RIA

CRD#: 140505

ROANOKE, VA

Past

February 17, 2003 - June 30, 2006

NRP FINANCIAL, INC.

RIA

CRD#: 103717

ROANOKE, VA

Past

February 17, 2003 - December 3, 2007

NRP FINANCIAL, INC.

CRD#: 103717

ROANOKE, VA

Past

January 31, 2001 - March 3, 2003

CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.

RIA

CRD#: 2864

ROANOKE, VA

Past

July 7, 2000 - March 3, 2003

CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.

CRD#: 2864

BRYAN, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(10/17/2023)

IAR

Virginia
(6/30/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/12/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/13/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/17/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/1/2000

Investment Company Products/Variable Contracts Representative Examination

Current Firm

GUELICH CAPITAL MANAGEMENT, LLC

CRD#: 140505 / SEC#: 801-69962

RIA

Registered Investment Advisory firm - (9/10/2012 Terminated)

Florida

Registered Investment Advisory firm - (12/1/2016 Terminated)

North Carolina

Registered Investment Advisory firm - (10/17/2023 Approved)

Texas

Registered Investment Advisory firm - (1/8/2021 Conditional Restricted)

Virginia

Registered Investment Advisory firm - (9/7/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1401 Franklin Road, Sw, Roanoke, VA 24016

Mailing Address

Phone number

(540) 772-4545

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	372
AUM (Assets Under Management)	$ 98,348,519

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert S. Guelich

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Steven Guelich's CRS (Customer Relationship Summary).

Certified licenses

Experience

GUELICH CAPITAL MANAGEMENT, LLC

NRP FINANCIAL, INC.

NRP FINANCIAL, INC.

CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.

CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/12/2000

Series 63

Date: 6/13/2000

Series 7

Date: 12/17/2002

Series 6

Date: 6/1/2000

Current Firm

GUELICH CAPITAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GUELICH CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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