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For Advisors
SC

Stanley N. Chan

KOPENTECH CAPITAL MARKETS LLC
ROSLYN, NY
Some features on this profile are disabled
CRD#: 4184811
SC

Professional summary

Stanley Nmn Chan, who also goes by Stanley Nmn Chan, is a registered financial professional currently at KOPENTECH CAPITAL MARKETS LLC located in Roslyn, New York and ALANTRA, LLC located in New York, New York.

Stanley is registered as a RR (Registered Representative) and started their career in finance in 2000. Stanley has worked at 15 firms and has passed the Series 63, Series 99TO, Series 52TO, SIE, Series 7, Series 6, Series 14, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Stanley Nmn Chan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Stanley Nmn Chan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 1, 2022 - Present

KOPENTECH CAPITAL MARKETS LLC

BD
CRD#: 299808
ROSLYN, NY
Current

April 13, 2023 - Present

ALANTRA, LLC

Office #1: 430 Park Avenue Floor 7, New York, NY 10022
BD
CRD#: 22095
New York, NY
Current

May 23, 2023 - Present

GLOBAL FRONTERA MARKETS INC.

Office #1: 575 Fifth Avenue 14th Floor, New York, NY 10017
BD
CRD#: 144634
New York, NY
Current

March 7, 2025 - Present

CONCORDE INVESTMENT SERVICES, LLC

Office #1: 3909 Research Park Drive Suite 200, Ann Arbor, MI 48108
BD
CRD#: 151604
Ann Arbor, MI
Current

November 20, 2025 - Present

RAINBRIDGE SECURITIES LLC

Office #1: 485 Madison Avenue 15th Floor, New York, NY 10022Office #2: 485 Madison Avenue 15th Floor, New York, NY, 10022
BD
CRD#: 334916
NEW YORK, NY
Past

August 14, 2024 - April 10, 2025

EQUITYBEE SECURITIES, LLC

BD
CRD#: 41896
PALO ALTO, CA
Past

November 28, 2023 - March 7, 2025

NH INVESTMENT & SECURITIES AMERICA, INC.

BD
CRD#: 30660
NEW YORK, NY
Past

September 27, 2022 - December 3, 2024

THL CAPITAL MARKETS, LLC

BD
CRD#: 316511
BOSTON, MA
Past

September 1, 2022 - June 30, 2023

M SHARE CAPITAL LLC

BD
CRD#: 317613
SAN FRANCISCO, CA
Past

January 19, 2022 - September 1, 2022

EQUITYBEE SECURITIES, LLC

BD
CRD#: 41896
PALO ALTO, CA
Past

October 13, 2021 - December 13, 2021

EQUITYZEN SECURITIES LLC

BD
CRD#: 281820
NEW YORK, NY
Past

August 1, 2018 - October 6, 2021

FIRSTRADE SECURITIES INC.

BD
CRD#: 16843
FLUSHING, NY
Past

January 12, 2009 - June 5, 2018

FHN FINANCIAL SECURITIES CORP.

BD
CRD#: 46346
NEW YORK, NY
Past

August 1, 2005 - September 12, 2008

NEWEDGE USA, LLC

BD
CRD#: 36118
NEW YORK, NY
Past

May 21, 2001 - February 27, 2004

TD AMERITRADE, INC.

BD
CRD#: 7870
OMAHA, NE
Past

July 3, 2000 - November 20, 2000

FORESTERS FINANCIAL SERVICES, INC.

BD
CRD#: 305
EDISON, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(8/11/2023)
RR
Connecticut
(8/11/2023)
RR
Delaware
(8/11/2023)
RR
Florida
(8/11/2023)
RR
Illinois
(8/11/2023)
RR
Massachusetts
(8/11/2023)
RR
Minnesota
(7/2/2024)
RR
New Jersey
(8/11/2023)
RR
New York
(8/11/2023)
RR
Pennsylvania
(8/11/2023)
RR
Texas
(6/13/2024)
RR
Virginia
(8/11/2023)
RR
Washington
(8/11/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 8/8/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/18/2001
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 6/29/2000
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 53
Date: 10/29/2010
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/16/2009
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

RS
RAINBRIDGE SECURITIES LLC
RAINBRIDGE SECURITIES LLC

CRD#: 334916 / SEC#: , 8-71373

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
485 Madison Avenue 15th Floor, New York, NY, 10022
Mailing Address
485 Madison Avenue 15th Floor, New York, NY, 10022
Phone number
(212) 751-4422
Established
New York since 09/11/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
RAINBRIDGE HOLDINGS LLCSOLE MEMBER
CHAN, STANLEYCHIEF COMPLIANCE OFFICER4184811
FORTINO, ANGELINAFINOP, PFO, POO6869135
STEINBERG, MICHAEL NMNCHIEF EXECUTIVE OFFICER1062776

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RAINBRIDGE SECURITIES LLC

CRD#: 334916Roslyn, NY

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