Joel P. Selden
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joel Paul Selden was a registered financial professional .
Joel is a previously registered financial professional and started their career in finance in 1970. Joel had worked at 11 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 5, PC, Series 1, Series 10, Series 9, Series 4 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 2016 - September 6, 2024
RAYMOND JAMES & ASSOCIATES, INC.
April 29, 2016 - September 6, 2024
RAYMOND JAMES & ASSOCIATES, INC.
August 15, 2003 - May 10, 2016
UBS FINANCIAL SERVICES INC.
August 15, 2003 - May 10, 2016
UBS FINANCIAL SERVICES INC.
July 31, 1993 - August 21, 2003
CITIGROUP GLOBAL MARKETS INC.
January 9, 1991 - August 21, 2003
CITIGROUP GLOBAL MARKETS INC.
November 22, 1977 - July 31, 1993
LEHMAN BROTHERS INC.
September 12, 1977 - November 22, 1977
SHEARSON HAYDEN STONE INC.
October 27, 1975 - August 20, 1977
JESUP & LAMONT SECURITIES CO., INC.
November 8, 1974 - December 10, 1975
SHEARSON HAYDEN STONE INC.
June 26, 1974 - November 8, 1974
HAYDEN STONE INC.
November 9, 1972 - September 16, 1974
SHEARSON, HAMMILL & CO., INCORPORATED
January 27, 1971 - November 18, 1972
FINANCIAL SQUARE PARTNERS
February 16, 1970 - March 10, 1971
PASTERNACK SECURITIES
Primary Firm SEC Registration
RAYMOND JAMES & ASSOCIATES, INC.
CRD#: 705 / SEC#: 801-10418, 8-10999
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 5
Date: 10/17/1981
Interest Rate Options ExaminationPC
Date: 6/9/1977
AMEX Put and Call ExamSeries 1
Date: 2/9/1970
Registered Representative ExaminationSeries 12
Date: 12/22/1977
NYSE Branch Manager ExaminationCurrent Firm
RAYMOND JAMES & ASSOCIATES, INC.
CRD#: 705 / SEC#: 801-10418, 8-10999
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RAYMOND JAMES FINANCIAL, INC. | HOLDING COMPANY | |
| BARKO, SHAWN JOSEPH | CHIEF COMPLIANCE OFFICER | 2690394 |
| BUNN, JAMES EDWARD | DIRECTOR | 3130320 |
| CURTIS, SCOTT | DIRECTOR | 1707935 |
| DELEON, ALLYSSA NICOLE | PRINCIPAL FINANCIAL OFFICER / FINOP | 6902665 |
| ELWYN, TASHTEGO SPRING | PRESIDENT - CHIEF EXECUTIVE OFFICER DIRECTOR | 2319098 |
| MARTIN, PHILIP ROGER | RIA CHIEF COMPLIANCE OFFICER | 2613565 |
| RUST, KEITH G | DIRECTOR, PRINCIPAL OPERATIONS OFFICER | 5915636 |
| SANTELLI, JONATHAN | GENERAL COUNSEL / SECRETARY | 6306997 |
| SICKLING, JAMES PHILIP | DIRECTOR | 1240810 |
Regulatory assets under management
| Total Number of Accounts | 1,070,028 |
| AUM (Assets Under Management) | $ 433,814,330,581 |
Disclosures
| Regulatory Event | 181 |
| Arbitration | 72 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
