Mark A. Mayer

KESTRA ADVISORY SERVICES

Frederick, MD 21701

Some features on this profile are disabled

CRD#: 4183123

Professional summary

Mark Andrew Mayer, CFP® is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Frederick, Maryland and KESTRA INVESTMENT SERVICES, LLC located in Frederick, Maryland.

Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Mark has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Bldg 2 Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor Start Date: 9/4/2020 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Wealth management, financial planning Name: RS Will Wealth Managment Investment Related: Yes Address: 154A North Market Street Frederick MD 21702 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance Position, Title or Relationship: Owner/Partner Start Date: 9/4/2020 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory and wealth management services. Name: Putnam Homes LLC Investment Related: Yes Address: 8814 Yellow Springs Road Frederick MD 21702 Nature of Business: Real Estate Position, Title or Relationship: Member Start Date: 9/30/2018 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Investor Name: MCM PRIVATE CAPITAL LLC POSITION: None-Passive investor NATURE: Private Placement. (See pitch Deck) INVESTMENT RELATED: Yes # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2022 ADDRESS: 154 A N. Market Street, Frederick MD 21701 DESCRIPTION: None. File appropriate tax returns and regulatory information. Name: RS WILL HOLDINGS, LLC POSITION: Member NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 08/16/2022 ADDRESS: 154 A N. Market Street, Frederick MD 21701 DESCRIPTION: Duties will nominal after closing. Entity will have an outside bookkeeper, property manager, leasing agent, and accountant. Responsibilities will include occasionally coordinating and directing above tasks. Name: ROTARY CLUB OF CARROLL CREEK POSITION: Vice President NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 2 SECURITIES TRADING HOURS: 8 START DATE: 01/01/2023 ADDRESS: PO Box 39, Frederick MD 21705 DESCRIPTION: Club leadership including weekly meetings and organizing community events and support for local non-profits. Name: HOOD COLLEGE - ADJUNCT FACULTY POSITION: Adjunct Faculty NATURE: Faculty INVESTMENT RELATED: Yes # OF HOURS: 1 SECURITIES TRADING HOURS: 2 START DATE: 01/26/2023 ADDRESS: 401 Rosemont Ave, Frederick MD 21701 DESCRIPTION: Instruct the course (MGMT 370) at Hood College per syllabus

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Andrew Mayer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2004

Experience

Current

September 4, 2020 - Present

KESTRA ADVISORY SERVICES, LLC

Office #1: 154 N. Market Street Ste. 154a, Frederick, MD 21701

RIA

CRD#: 283330

Frederick, MD

Current

September 4, 2020 - Present

KESTRA INVESTMENT SERVICES, LLC

Office #1: 154 N. Market Street Ste. 154a, Frederick, MD 21701

CRD#: 42046

Frederick, MD

Past

April 24, 2009 - September 10, 2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

FREDERICK, MD

Past

April 24, 2009 - September 10, 2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

FREDERICK, MD

Past

February 21, 2006 - May 14, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

GAITHERSBURG, MD

Past

February 21, 2006 - May 14, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

GAITHERSBURG, MD

Past

August 16, 2000 - February 21, 2006

LEGG MASON WOOD WALKER, INCORPORATED

RIA

CRD#: 6555

GAITHERSBURG, MD

Past

May 19, 2000 - February 21, 2006

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(9/4/2020)

Arkansas
(9/4/2020)

California
(9/4/2020)

Colorado
(9/4/2020)

Connecticut
(9/4/2020)

Delaware
(9/4/2020)

District of Columbia
(9/4/2020)

Florida
(9/4/2020)

Georgia
(9/4/2020)

Hawaii
(7/24/2024)

Idaho
(9/4/2020)

Illinois
(9/4/2020)

Indiana
(9/11/2020)

Kentucky
(9/4/2020)

Louisiana
(9/4/2020)

Maine
(9/4/2020)

Maryland
(9/4/2020)

IAR

Maryland
(9/4/2020)

Massachusetts
(9/4/2020)

Michigan
(9/4/2020)

Minnesota
(9/4/2020)

Mississippi
(1/7/2025)

Montana
(9/4/2020)

Nebraska
(9/4/2020)

New Hampshire
(9/4/2020)

New Jersey
(9/4/2020)

New Mexico
(9/4/2020)

New York
(9/4/2020)

North Carolina
(9/5/2020)

North Dakota
(9/4/2020)

Ohio
(9/4/2020)

Oklahoma
(9/11/2020)

Oregon
(10/24/2023)

Pennsylvania
(9/4/2020)

Rhode Island
(10/24/2023)

South Carolina
(9/4/2020)

Tennessee
(9/4/2020)

Texas
(9/4/2020)

IAR

Texas
(10/2/2023)

Utah
(10/24/2023)

Vermont
(9/4/2020)

Virginia
(9/4/2020)

Washington
(9/4/2020)

West Virginia
(9/4/2020)

Wisconsin
(10/24/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/27/2000

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/18/2000

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Mailing Address

Phone number

(844) 553-7872

Established

Firm type

Fiscal year end

# of Employees

1,299

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (10/21/2025)

Regulatory assets under management

Total Number of Accounts	155,482
AUM (Assets Under Management)	$ 60,174,309,829

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/23/2024	Cover Page	Report
10/20/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Eric Pomerantz

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Austin, TX

Angela Stulley

TTBD, LLC

Richard Krawczeski

SEQUOIA FINANCIAL GROUP, L.L.C.

AKRON, OH

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Mark A. Mayer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Andrew Mayer's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

LEGG MASON WOOD WALKER, INCORPORATED

LEGG MASON WOOD WALKER, INCORPORATED

Primary Firm SEC Registration

KESTRA ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/27/2000

SIE

Date: 10/1/2018

Series 7

Date: 5/18/2000

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KESTRA ADVISORY SERVICES, LLC

TRUST BUT VERIFY

Similar Advisors