GH
Gregory C. Henderson
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
SACRAMENTO, CA 95815
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CRD#: 4183100
GH
Professional summary
Gregory Carlton Henderson JR., CFP®, who also goes by Greg Henderson, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Sacramento, California and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Sacramento, California.
Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Gregory has worked at 4 firms and has passed the Series 66, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Greg Henderson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INSURANCE SALES, 2180 HARVARD STREET STE 410 SACRAMENTO CA, 02/2009, INDEPENDENT INSURANCE AGENT FOR INDEPENDENT INSURANCE COMPANIES, INV REL, 5 HR/YR 0 HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 09/2008, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO, 16 HR/MO TRADING 3) CARMICHAEL SDA CHURCH, 4600 WINDING WAY CARMICHAEL CA, 11/2021, BOARD MEMBER, RELIGIOUS ORGANIZATION, NIR, 1 HR/MO 0 HR/MO TRADING 4) NORTH STAR FINANCIAL PARTNERS, 2180 HARVARD ST SUITE 410 SACRAMENTO CA, 09/2008, OWNER, DBA, INV REL, 160 HR/MO 120 HR/MO TRADING 5) ASSISTANT GOLF COACH, 5601 WINDING WAY CARMICHAEL CA, 03/2024, COACH, YOU ATHLETICS, NIR, 8 HR/MO 0 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Gregory Carlton Henderson JR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2011
Experience
Current
September 22, 2008 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 2180 Harvard St Ste 410, Sacramento, CA 95815RIA
CRD#: 134139
SACRAMENTO, CA
Current
September 22, 2008 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 2180 Harvard St Ste 410, Sacramento, CA 95815BD
CRD#: 39543
Sacramento, CA
Past
April 23, 2002 - September 24, 2008
OSAIC FA, INC.
RIA
CRD#: 3978
SACRAMENTO, CA
Past
January 1, 2001 - March 27, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
January 1, 2001 - September 24, 2008
OSAIC FA, INC.
BD
CRD#: 3978
SACRAMENTO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/13/2008)
RR
Arkansas(8/11/2025)
RR
California(9/22/2008)
IAR
California(9/22/2008)
RR
Colorado(6/21/2024)
RR
Florida(7/28/2010)
RR
Georgia(11/10/2016)
RR
Hawaii(1/8/2020)
RR
Idaho(9/13/2012)
RR
Illinois(7/21/2015)
RR
Michigan(10/17/2008)
RR
Mississippi(1/14/2020)
RR
Missouri(7/14/2014)
RR
Nevada(9/25/2008)
RR
New Mexico(3/23/2020)
RR
New York(7/14/2022)
RR
North Carolina(9/27/2018)
RR
Ohio(1/4/2016)
RR
Oklahoma(9/23/2020)
RR
Oregon(10/2/2008)
RR
Pennsylvania(9/11/2019)
RR
South Dakota(1/11/2017)
RR
Tennessee(9/22/2008)
RR
Texas(9/25/2008)
IAR
Texas(2/17/2011)
RR
Utah(4/1/2010)
RR
Virginia(7/6/2017)
RR
Washington(1/2/2009)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Sacramento, CA 95815TRUST BUT VERIFY
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