Kevin Emanuel Kelly, AIF | Financial Professional | Miramar Beach, Florida | REALTA INVESTMENT ADVISORS, INC

Professional summary

Kevin Emanuel Kelly, AIF®, who also goes by Kevin E Kelly, is a registered financial advisor currently at REALTA INVESTMENT ADVISORS, INC located in Miramar Beach, Florida and REALTA EQUITIES, INC. located in Wilmington, Delaware.

Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Kevin has worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kevin E Kelly

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Emanuel Kelly's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

January 22, 2026 - Present

REALTA INVESTMENT ADVISORS, INC

RIA

CRD#: 134952

MIRAMAR BEACH, FL

Current

January 9, 2026 - Present

REALTA EQUITIES, INC.

Office #1: 1201 N. Orange Street Suite 729, Wilmington, DE 19801

BD

CRD#: 23769

WILMINGTON, DE

Past

August 23, 2024 - January 20, 2026

OSAIC WEALTH, INC.

RIA

CRD#: 23131

INDEPENDENCE, OH

Past

August 23, 2024 - January 20, 2026

OSAIC WEALTH, INC.

BD

CRD#: 23131

INDEPENDENCE, OH

Past

July 12, 2018 - August 23, 2024

TRIAD ADVISORS LLC

RIA

CRD#: 25803

Miramar Beach, FL

Past

June 1, 2018 - August 23, 2024

TRIAD ADVISORS LLC

BD

CRD#: 25803

Tampa, FL

Past

July 20, 2011 - May 24, 2018

MORGAN STANLEY

RIA

CRD#: 149777

DESTIN, FL

Past

July 19, 2011 - May 24, 2018

MORGAN STANLEY

BD

CRD#: 149777

DESTIN, FL

Past

July 5, 2011 - July 20, 2011

LPL FINANCIAL LLC

RIA

CRD#: 6413

SANTA ROSA BEACH, FL

Past

July 5, 2011 - July 20, 2011

LPL FINANCIAL LLC

BD

CRD#: 6413

SANTA ROSA BEACH, FL

Past

June 13, 2006 - July 5, 2011

UVEST FINANCIAL SERVICES GROUP, INC.

RIA

CRD#: 13787

SANTA ROSA BEACH, FL

Past

February 28, 2006 - July 5, 2011

UVEST FINANCIAL SERVICES GROUP, INC.

BD

CRD#: 13787

SANTA ROSA BEACH, FL

Past

August 5, 2004 - March 2, 2006

TRUSTMARK SECURITIES, INC.

RIA

CRD#: 29707

MIRAMAR BEACH, FL

Past

May 4, 2004 - February 28, 2006

TRUSTMARK SECURITIES, INC.

BD

CRD#: 29707

JACKSON, MS

Past

December 18, 2001 - May 3, 2004

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

PENSACOLA, FL

Past

December 18, 2001 - May 3, 2004

MORGAN STANLEY DW INC.

BD

CRD#: 7556

PURCHASE, NY

Past

June 27, 2000 - January 8, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RI

REALTA INVESTMENT ADVISORS, INC

CRD#: 134952 / SEC#: 801-68000

RIA

Registered Investment Advisory firm - (6/6/2007 Approved)

New Jersey

Registered Investment Advisory firm - (6/11/2007 Terminated)

Pennsylvania

Registered Investment Advisory firm - (6/27/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR

Florida
(1/9/2026)

IAR

Florida
(1/22/2026)

RR

Ohio
(1/9/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

RR

IAR

Series 66

Date: 7/20/2000

Uniform Combined State Law Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 6/26/2000

General Securities Representative Examination

SRO Registrations

RR

FINRA

Current Firm

RI

REALTA INVESTMENT ADVISORS, INC

CRD#: 134952 / SEC#: 801-68000

RIA

Registered Investment Advisory firm - (6/6/2007 Approved)

New Jersey

Registered Investment Advisory firm - (6/11/2007 Terminated)

Pennsylvania

Registered Investment Advisory firm - (6/27/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1201 N. Orange Street Suite 729, Wilmington, DE 19801

Mailing Address

Phone number

(888) 657-5200

Established

Firm type

Fiscal year end

# of Employees

64

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP BROCHURE 3.21.2025 (3/31/2025)

ADV II 3.21.2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,958
AUM (Assets Under Management)	$ 343,465,487

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Kevin E. Kelly

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Emanuel Kelly's CRS (Customer Relationship Summary).

Certified licenses

Experience

REALTA EQUITIES, INC.

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

TRIAD ADVISORS LLC

TRIAD ADVISORS LLC

MORGAN STANLEY

MORGAN STANLEY

LPL FINANCIAL LLC

LPL FINANCIAL LLC

UVEST FINANCIAL SERVICES GROUP, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

TRUSTMARK SECURITIES, INC.

TRUSTMARK SECURITIES, INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

REALTA INVESTMENT ADVISORS, INC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/20/2000

SIE

Date: 10/1/2018

Series 7

Date: 6/26/2000

FINRA

Current Firm

REALTA INVESTMENT ADVISORS, INC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

REALTA INVESTMENT ADVISORS, INC

TRUST BUT VERIFY

Similar Advisors