Neil Mohinani
Professional summary
Neil Mohinani, who also goes by Neil Mdhinani, is a registered financial professional currently at GUZMAN & COMPANY located in New York, New York.
Neil is registered as a RR (Registered Representative) and started their career in finance in 2001. Neil has worked at 8 firms and has passed the Series 63, SIE, Series 57, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Neil Mohinani's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 15, 2025 - Present
GUZMAN & COMPANY
Office #1: 654 Madison Ave. Suite 701, New York, NY 10065October 19, 2024 - August 5, 2025
MAXIM GROUP LLC
November 2, 2023 - September 27, 2024
ENCLAVE CAPITAL LLC
August 17, 2020 - September 19, 2022
CABRERA CAPITAL MARKETS, LLC
May 2, 2014 - December 3, 2019
ENCLAVE CAPITAL LLC
July 28, 2011 - November 7, 2011
HOLD BROTHERS CAPITAL LLC
September 13, 2006 - October 7, 2009
DAIWA CAPITAL MARKETS AMERICA INC.
May 10, 2004 - June 10, 2005
CREDIT AGRICOLE SECURITIES (USA) INC.
April 10, 2001 - November 4, 2002
ABN AMRO INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/15/2025)
(8/15/2025)
Exams
Series 55
Date: 7/10/2007
Limited Representative-Equity Trader ExamFINRA
Investors' Exchange LLC
Current Firm
GUZMAN & COMPANY
CRD#: 21013 / SEC#: , 8-38646
Contact information
FINRA licenses (25 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
Red Flags
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