ES
Eric D. Stuart
PORTSIDE WEALTH GROUP
South Jordan, UT 84070
Some features on this profile are disabled
CRD#: 4181308
ES
Professional summary
Eric Dean Stuart is a registered financial advisor currently at PORTSIDE WEALTH GROUP, LLC located in South Jordan, Utah and THE LEADERS GROUP, INC. located in Summit, New Jersey.
Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Eric has worked at 10 firms and has passed the Series 65, Series 66, Series 6TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) ALLEGIS ADVISOR GROUP - 6/1/2016 - 75 W Towne Ridge Pkwy, Suite 210, Sandy, UT 84070 - VP Life Distribution, Sales, Invt Rel, Insurance business, 160 hrs/mo; 160 hrs/mo (during trading hours). 2.) INDEPENDENT INSURANCE AGENT - 1/1/1999 - 75 W Towne Ridge Pkwy, Suite 210, Sandy, UT 84070- Agent, Sale of insurance products, Invt Rel, Insurance business, 4 hrs/mo; 0 hrs/mo (during trading hours). 3.)Portside Wealth Group- 04/17/2023- 3507 N University Ave, PROVO UT 84604 - IAR, Relationship of a couple recruits, Invt Rel, RA business, 4 hrs/mo; 0 hrs/mo (during trading hours). 4.) GLG - CONSULTING - 08/15/2023 - 13257 S Heritage Farm Cove, Riverton, UT 84065 - Consultant, Discuss thoughts and opinions on insurance-related business, Not Invt Rel, Insurance business, 2 hrs/mo; 2 hrs/mo (during trading hours).
CRS (Client Relationship Summary) - RIA
Click below to view Eric Dean Stuart's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 17, 2023 - Present
PORTSIDE WEALTH GROUP, LLC
Office #1: 75 W Towne Ridge Pkwy Suite 210, South Jordan, UT 84070RIA
CRD#: 325175
South Jordan, UT
Current
November 10, 2022 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901BD
CRD#: 37157
SUMMIT, NJ
Past
June 20, 2019 - October 28, 2022
DFPG INVESTMENTS, LLC
BD
CRD#: 155576
South Jordan, UT
Past
July 16, 2018 - May 26, 2023
TOWNSQUARE CAPITAL, LLC
RIA
CRD#: 288576
SOUTH JORDAN, UT
Past
November 22, 2016 - July 12, 2018
ALLEGIS INVESTMENT ADVISORS, LLC
RIA
CRD#: 157314
South jordan, UT
Past
July 27, 2016 - March 28, 2019
ALLEGIS INVESTMENT SERVICES, LLC
BD
CRD#: 168557
SOUTH JORDAN, UT
Past
October 11, 2012 - June 15, 2016
P.J. ROBB VARIABLE, LLC
BD
CRD#: 38339
SALT LAKE CITY, UT
Past
October 19, 2000 - December 13, 2010
NEW ENGLAND SECURITIES
RIA
CRD#: 615
SANDY, UT
Past
August 15, 2000 - December 13, 2010
NEW ENGLAND SECURITIES
BD
CRD#: 615
SANDY, UT
Past
May 31, 2000 - July 25, 2000
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
May 31, 2000 - July 25, 2000
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PORTSIDE WEALTH GROUP, LLC
ALIGNMENT FINANCIAL ADVISORS | VITAL RETIREMENT | VISION TREE FINANCIAL ADVISORS | TWF WEALTH MANAGEMENT | TURNING POINT FINANCIAL GROUP | TRUROCK WEALTH | SUNCREST ADVISORS | SMART FINANCIAL | SEYMOUR FINANCIAL | SCOTT STEPHAN IFS | PORTSIDE WEALTH GROUP, LLC | PODUNK FINANCIAL | OXFORD WEALTH ADVISORS | OXFORD FINANCIAL GROUP | MCKELL PARTNERS | LEGACY WEALTH INVESTMENT COUNSEL | JOHNSTONROGERS | JEFFREY R WANGSGARD AND ASSOCIATES | HURST FINANCIAL CONSULTING | HUDSON OAKS WEALTH MANAGEMENT | GREEN STREET WEALTH ADVISORS | FRONTIER ADVISOR GROUP | FINANCIAL FOUNDATIONS | DOLEMAN WEALTH MANAGEMENT | CAPITAL PROTECTION INSURANCE | CANYON STRATEGIC WEALTH GROUP | CACHE FINANCIAL | BRIGHTSIDE WEALTH MANAGEMENT | BREVITY WEALTH SOLUTIONS | AVENTUS WEALTH
CRD#: 325175 / SEC#: 801-127529
RIA
Registered Investment Advisory firm - (3/24/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(4/28/2023)
RR
Utah(11/10/2022)
IAR
Utah(4/17/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PW
PORTSIDE WEALTH GROUP, LLC
ALIGNMENT FINANCIAL ADVISORS | VITAL RETIREMENT | VISION TREE FINANCIAL ADVISORS | TWF WEALTH MANAGEMENT | TURNING POINT FINANCIAL GROUP | TRUROCK WEALTH | SUNCREST ADVISORS | SMART FINANCIAL | SEYMOUR FINANCIAL | SCOTT STEPHAN IFS | PORTSIDE WEALTH GROUP, LLC | PODUNK FINANCIAL | OXFORD WEALTH ADVISORS | OXFORD FINANCIAL GROUP | MCKELL PARTNERS | LEGACY WEALTH INVESTMENT COUNSEL | JOHNSTONROGERS | JEFFREY R WANGSGARD AND ASSOCIATES | HURST FINANCIAL CONSULTING | HUDSON OAKS WEALTH MANAGEMENT | GREEN STREET WEALTH ADVISORS | FRONTIER ADVISOR GROUP | FINANCIAL FOUNDATIONS | DOLEMAN WEALTH MANAGEMENT | CAPITAL PROTECTION INSURANCE | CANYON STRATEGIC WEALTH GROUP | CACHE FINANCIAL | BRIGHTSIDE WEALTH MANAGEMENT | BREVITY WEALTH SOLUTIONS | AVENTUS WEALTH
CRD#: 325175 / SEC#: 801-127529
RIA
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Contact information
Main Address
3507 N University Ave Suite 150, Provo, UT 84604
Mailing Address
Phone number
(385) 412-1222
Established
Firm type
Fiscal year end
# of Employees
47
SEC notice filing (37 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,507 |
| AUM (Assets Under Management) | $ 1,125,318,236 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
