William J. Davis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William John Davis JR., who also goes by William John Davis, William John Davis Jr., was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2000. William had worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 7, 2014 - October 16, 2014
CAPITAL PATH SECURITIES, LLC
October 23, 2013 - June 30, 2014
CAPITAL PATH SECURITIES, LLC
February 20, 2007 - April 18, 2011
CAPITAL PATH SECURITIES, LLC
January 23, 2001 - February 20, 2007
S.G. MARTIN SECURITIES LLC
June 20, 2000 - February 5, 2001
CREATIVE CAPITAL MANAGEMENT CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 62
Date: 6/19/2000
Corporate Securities Limited Representative ExaminationCurrent Firm
CAPITAL PATH SECURITIES, LLC
CRD#: 104363 / SEC#: , 8-52824
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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