David F. Murphy

MURPHY INVESTMENT ADVISORS

Pasadena, CA 91101

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CRD#: 4180268

Professional summary

David Frederick Murphy is a registered financial advisor currently at MURPHY INVESTMENT ADVISORS, INC. located in Pasadena, California.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. David has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Frederick Murphy's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 3, 2018 - Present

MURPHY INVESTMENT ADVISORS, INC.

Office #1: 140 S. Lake Avenue Suite #324, Pasadena, CA 91101

RIA

CRD#: 290611

Pasadena, CA

Past

August 8, 2017 - December 31, 2017

MURPHY INVESTMENT ADVISORS INC

RIA

CRD#: 110839

Pasadena, CA

Past

October 11, 2000 - April 4, 2016

TCW FUNDS DISTRIBUTORS LLC

CRD#: 16670

LOS ANGELES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/3/2018)

IAR

Texas
(5/3/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/8/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/19/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/4/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/10/2000

General Securities Representative Examination

Current Firm

MURPHY INVESTMENT ADVISORS, INC.

CRD#: 290611 / SEC#:

California

Registered Investment Advisory firm - (1/3/2018 Approved)

Texas

Registered Investment Advisory firm - (5/3/2022 Conditional Restricted)

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Contact information

Main Address

140 S. Lake Ave. Ste. 223, Pasadena, CA 91101

Mailing Address

Phone number

(626) 449-7714

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	98
AUM (Assets Under Management)	$ 78,000,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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David F. Murphy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Frederick Murphy's CRS (Customer Relationship Summary).

Certified licenses

Experience

MURPHY INVESTMENT ADVISORS, INC.

MURPHY INVESTMENT ADVISORS INC

TCW FUNDS DISTRIBUTORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/8/2017

Series 63

Date: 12/19/2000

SIE

Date: 4/4/2016

Series 7

Date: 10/10/2000

Current Firm

MURPHY INVESTMENT ADVISORS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MURPHY INVESTMENT ADVISORS, INC.

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